scott schneider

litigation support associate

About

Founded in 1988, Barrington Capital Management, Inc. is an independent, fee-based Registered Investment Adviser providing wealth management and financial planning services to our clients. In addition, we offer litigation support and expert witness services for complex financial matters regarding securities and insurance disputes. Our investment expertise lies in the design, implementation, and monitoring of customized portfolios. We possess expertise in investment research, sector analysis, risk management, and equity options. Our focus is to enhance and protect each client's investment portfolio regardless of underlying market conditions. Litigation support services are provided for FINRA arbitration, mediation and court proceedings. We conduct a thorough analysis of the case facts and formulate objective expert opinions based upon applicable laws, rules, regulations, and industry norms pertaining to the underlying financial dispute.

Country

united states

City

minneapolis

Industry

financial services

Skill

investments, securities, music, business development, finra, music industry, business, operations management, wealth management, stocks, investment strategies, retirement planning, management, investment advisory, options, compliance operations, investment management, stock trading, marketing, customer service, computer hardware, music production, strategic financial planning, portfolio management, asset allocation, financial services, web design, alternative investments, series 63, analysis, series 65, credit, option trading, computer repair, computer maintenance, entrepreneurship, economics, meteorology, trading, photoshop, financial risk, series 7, finance, leadership, microsoft office, microsoft excel, sales, risk management

Experience

investment advisor representative

barrington capital management

operations manager | registered representative

mb trading

2011-2 - 2012-4 · 1 yr 3 mos

registered representative

thinkorswim

2009-5 - 2010-5 · 1 yr 1 mo

* Assisted with the daily operations of the OSJ Branch Office of Thinkorswim, Inc. in Bloomington, MN. Worked in conjunction with the Branch Manager and Chief Compliance Officer (CCO) in the administrative and compliance duties of the office. * New Account Processing – New Account Forms, Suitability, and Investment Objectives * Account Transfers – ACAT / DRS / DTC * Bank Transactions – ACH and Wire Transfers * Advised the Branch Manager Regarding Cyber Security Safeguards and Procedures * Implemented, Managed, and Monitored the Cyber Security Software and Hardware Systems * Customer Service * Client Communications

owner | operations manager

tekmonkeys

2007-3 - 2009-12 · 2 yrs 10 mos

* Established, marketed, and operated a start-up computer repair and consulting business. Repaired, advised, and enhanced multiple hardware and software technical platforms for individuals and businesses. * Developed Business Infrastructure * Managed, Coordinated, and Trained a Team of Technicians * Created and Executed a Cost-Effective Marketing Plan * Consulted / Advised Individuals and Businesses Regarding Cyber Security Threats * Managed, Monitored, and Installed Customers' Cyber Security Software and Hardware Systems * Solved Complex Hardware and Software Issues * Maintained a High-Rate of Customer Satisfaction

vice president of business development and operations

barrington capital management, inc.

2008-8 - Present · 18 yrs 2 mos

* Supervise multiple aspects of the Registered Investment Adviser firm. Uphold a high standard of client satisfaction, regulatory compliance, and business conduct. * Compliance – Written Policies & Procedures Manual, Code of Ethics, and Disaster Recovery Plan * Advise the CEO Regarding Cyber Security Safeguards and Procedures * Implement, Manage, and Monitor the Firm's Cyber Security Software and Hardware Systems * Financial Analysis – Market Analysis, Monitor Portfolios, and Investment Research * Business Development – Marketing Campaigns, Professional Networking, and Public Relations * Transfers – ACAT / DRS / DTC * Bank Transactions – ACH and Wire Transfers * Account Servicing – RMD’s, Fee Processing, Statements, and Cash Management * Client Documents – Investment Management Agreements and New Account Documents * Annual Disclosures – Form ADV Part 1 & 2 and Privacy Policy * Construct and Manage the Firm's Online Presence – Websites, SEO, Google Analytics, Email Communications, and Online Marketing