ron lankford

senior financial services specialist

About

Experienced Chief Financial Officer with a demonstrated history of working in the capital markets industry. Strong finance professional skilled in Securities, Asset Management, Trading, FINRA, and Hedge Funds.

Country

united states

City

atlanta

Industry

capital markets

Skill

securities, equities, financial services, finra, series 7, capital markets, fixed income, alternative investments, hedge funds, asset management, asset managment, accounting

Experience

coo, chief financial officer

sage southeastern securities

2010-3 - 2012-6 · 2 yrs 4 mos

managing director

dover holdings

2002-1 - 2008-1 · 6 yrs 1 mo

Founder and Manging Principal at International Financial Industry consulting company specializing in regulatory/compliance, operations and training.

compliance examiner and research analyst

financial industry regulatory authority (finra)

1983-6 - 1987-7 · 4 yrs 2 mos

In Atlanta, GA as a Compliance Examiner I was responsible for examinations of broker dealers, reviews of regulatory reports and investigating customer complaints. In Washington as a Research Analyst I was responsible for rule interpretations.

senior financial services specialist

verus consulting group llc

2015-1 - Present · 11 yrs 9 mos

Work on a variety of consulting/contracting projects including vendor analysis for large mutual fund company, establishment of fixed income department for large bank and conduct branch office audits for a large bank broker dealer.