Phillip Wendt, CTFA, CFP®

Managing Director - Branch Complex Senior Manager @ Wells Fargo Advisors

About

This information is intended for use by residents of AR, CA, MA, UT, and WA only. CA Insurance License Number: 4244740. Resident State: CA. /*********/ Investment and Insurance Products are: * Not Insured by the FDIC or Any Federal Government Agency * Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate * Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested Investment products and services are offered through Wells Fargo Clearing Services (WFCS), LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. WFCS uses the trade name Wells Fargo Advisors. Opinions and comments do not necessarily represent the views of our firm. Additional guidelines can be found on wfa.com/social

Country

United States

City

San Diego

Industry

Financial Services

Skill

Estate Investment Planning, Relationship Management, Multigenerational Wealth Planning, Financial Services, Investments, Risk Management, Retirement Planning, High Net Worth Individuals, Asset Allocation, Mutual Funds, Securities

Experience

Managing Director - Branch Complex Senior Manager

Wells Fargo Advisors

2022-3 - Present · 4 yrs 7 mos

San Diego, California, United States

Regional Managing Director

Wells Fargo Private Wealth

2019-10 - 2022-3 · 2 yrs 6 mos

San Diego, California

Senior Vice President & Regional Managing Director Wells Fargo Private Bank (The Private Bank) offers products and services through Wells Fargo Bank, N.A., Member FDIC, and its various affiliates and subsidiaries. Wells Fargo Bank, N.A. is a bank affiliate of Wells Fargo & Company.

Regional Manager of Investment and Fiduciary Services

Wells Fargo Private Wealth

2017-6 - 2019-10 · 2 yrs 5 mos

Orange County, California Area

Lead a team of experienced financial professionals who help clients work toward their unique goals by providing investment management, trust and estate services, as well as specialized wealth services including legacy planning, real estate asset management, philanthropic, and business strategies. Wells Fargo Private Bank (The Private Bank) offers products and services through Wells Fargo Bank, N.A., Member FDIC, and its various affiliates and subsidiaries. Wells Fargo Bank, N.A. is a bank affiliate of Wells Fargo & Company.

Senior Regional Fiduciary Manager

Wells Fargo Private Wealth

2014-10 - 2017-6 · 2 yrs 9 mos

Greater San Diego Area

Lead a team of Fiduciary Specialists in the San Diego, Inland Empire and Palm Desert Offices, who work with individuals and their families to develop and execute strategies for the preservation of growth and transfer of wealth. Wells Fargo Private Bank (The Private Bank) offers products and services through Wells Fargo Bank, N.A., Member FDIC, and its various affiliates and subsidiaries. Wells Fargo Bank, N.A. is a bank affiliate of Wells Fargo & Company.

Senior Trust Team Manager/Trust Team Manager

Wells Fargo Private Wealth

2008 - 2014-10 · 6 yrs

California, Missouri and North Carolina

Strategic oversight toward building and creating new schemes for improving the new account process. Lead, coach and mentor a team of 29 professionals comprising of 7 direct reports and 3 sub teams which handle national account opening for Investment Services. Wells Fargo Private Bank (The Private Bank) offers products and services through Wells Fargo Bank, N.A., Member FDIC, and its various affiliates and subsidiaries. Wells Fargo Bank, N.A. is a bank affiliate of Wells Fargo & Company.

Trust Officer

Wells Fargo Private Wealth

2003 - 2008 · 5 yrs

Long Beach, CA

Worked in partnership with the Relationship Team to determine appropriate requirements for opening Wealth Management Products (i.e. Agency, IRA, Philanthropic, Conservatorship, Trust, etc.). Comprehensive review and set up of new account for precision and compliance of policies and procedures. Built cohesive relationships with various departments for warm handoff and seamless transition of accounts to permanent administration. Wells Fargo Private Bank (The Private Bank) offers products and services through Wells Fargo Bank, N.A., Member FDIC, and its various affiliates and subsidiaries. Wells Fargo Bank, N.A. is a bank affiliate of Wells Fargo & Company.

Portfolio Manager

Legends Financial

2005 - 2005

Studio City, CA

Hedge Fund with $75MM AUM. Conducted extensive investment research and established trading strategies. Author/contributor of various marketing presentation to prospective Ultra High Net Worth individuals.