Lorena Dorbecker

-Providing advisory services on financial and corporate entities, and regulations in Mexico. -Ensuring compliance with legislation and internal policies. -Managing regulatory filings, inspections, audits, and deliverable requirements from internal and external reviewers, while supporting related activities. -Drafting contracts, evaluating advertising content, and ensuring regulatory compliance. -Collaborating with cross-functional teams to implement compliance measures and controls, including customer due diligence (KYC & AML), transaction monitoring, and sanctions screening. -Maintaining effective relationships with regulators, industry associations, and other stakeholders. -Reviewing and designing financial products to ensure regulatory compliance and internal controls. -Conducting compliance training and awareness programs for employees and partners. -Securing regulatory authorization or licenses for the corporation.

-Advised on the interpretation and application of key legal regulations, minimizing legal risks in business operations. -Managed and reviewed the entire contract lifecycle by drafting, reviewing, negotiating, amending, releasing, and ensuring the quality of medium to high complexity documents. -Collaborated with cross-functional teams to implement legal solutions in strategic projects, ensuring regulatory compliance and reducing contingencies. -Implemented internal policies and procedures to ensure compliance with local and international regulations. -Supervised regulatory audits and managed responses to authority requests. -Developed data protection and privacy policies, ensuring adherence to international, regional, and local regulations -Executed the placement of the Holding's securities certificates on the Mexican Stock Exchanges.

Elaboración de actas de asamblea, sesiones de consejo, revisión y elaboración de contratos, preparación de documentos para Emisión de Certificados Bursátiles, preparación de actas de comités, modificación de documentos laborales, contestación de oficios.

• Provide legal Advice and Research on Laws and Regulations • Negotiated contracts, mergers, acquisitions, fines, and any legal procedures • Drafting of Guidelines, Policies and Templates • Coordination of disputes and claims, including managing external counsels

• Reviewing corporate documents • Implementing and ensuring good corporate governance • Drafting contracts • Reviewing and drafting investment documents