Dishi Dubey

• Manage insurance compliance for commercial loan portfolios including hazard, liability, builder’s risk, and renewal documentation. • Use Excel to track renewals, missing documents, exceptions, and follow-up schedules with borrowers and insurance agents. • Review insurance binders, declarations pages, endorsements, flood coverage, and loss payee requests for accuracy and regulatory alignment. • Coordinate with borrowers, vendors, and internal loan officers to resolve discrepancies and compliance gaps. • Support internal and external audits with complete, well-organized documentation packets. • Conduct post-close loan reviews and ensure corrections are made before audit deadlines. • Identify risk exposure due to insufficient coverage, expired policies, or lapses and escalate concerns appropriately.

• Conduct KYC/CDD reviews by verifying identity documents, W9s, legal papers, address proofs, and customer information. • Use analytics tools to maintain productivity trackers, quality checklists, and audit reports. • Validate sensitive customer documents with accuracy and ensure compliance with regulatory guidelines. • Perform risk reviews using LexisNexis, Thomson Reuters ClearSearch, and internal systems. • Document case notes clearly to support audit readiness and regulatory review. • Maintain 100% accuracy on high-risk and escalated cases while supporting backlog reduction.

Compliance with the regulatory requirements of Customer Due Diligence and KYC check. Role requires attention to detail, strong problem-solving skills, and the ability to work well under pressure and to meet deadlines

I am a Fraud & Compliance professional with expertise in fraud detection, AML/KYC, and trust & safety across banking, fintech, and e-commerce. At Walmart, Arvest Bank, and Genpact, I have investigated account misuse, managed regulatory compliance, and conducted customer due diligence to prevent financial crimes and strengthen platform security. Skilled in tools like Persona, LexisNexis, Oracle, and Salesforce, I excel at detecting fraud patterns, ensuring audit readiness, and mitigating risks. With a proven track record of delivering accurate investigations and regulatory compliance, I am passionate about protecting organizational integrity and customer trust.