Alison W.

1. Internal investigations as independent legal investigator, use of E-discovery tools like Microsoft Purview and Relativity 2. Cover all types of investigation globally including bribery, trade, regulatory, conflicts of interest, fraud, ER, IP etc. 3. Experienced in garden leave process and other remediation actions 3. Support other ethics programs including Competition, ABAC,TPDD compliance 4. Support ethics part in ESG rating application like Ecovadis , RBA audit and ESG Report 5. Support Trade compliance EUC and investigation 6. Support corporate policies including Competition, ABAC policy 7. Deliver Topic Focused Compliance Trainings to different target groups per invite or per issues identified in audit and investigations 8. Working with internal audit on general compliance and audit planning 9. Support regulatory investigations and dawn raids

⚫ Third Party Due Diligence: Independently established China third party due diligence/partner vetting process and procedure and tool establishment from zero, KYC mainly on sanction and ABAC screening, including Refinitiv WC1, Blue Umbrella Status, Coupa, DNB Compass ⚫ Partner Code of conduct: Benchmarked industry best practices and established global version of Lenovo partner code of conduct. ⚫ General Ethic and Compliance programs: Support China Geo local launch of global ethics program, including employee code of conduct, compliance trainings, compliance communications, conflict of interest and investigation. ⚫ Compliance Policy Review, Revision and Implementation: Anti-bribery, anti-corruption policy, FCPA related implementation, gift policy. ⚫ Compliance Risk Evaluation and ESG Recognition: Including Lenovo Group Legal Risk Assessment, BELA, Eco Vadis Rating, Ethisphere and other ESG Report/Recognition application support. ⚫ Compliance Committees: Bi-annually Executive compliance committee, quarterly Regional committee and ad hoc business conferences.

⚫ Risk Control: 1.Compliance policy implementation, control and compliance issue collection and regular compliance message report 2. Quarterly compliance training,daily compliance Q&A (high risk deal/spend management/privacy) ⚫ Compliance: 1. High risk deal post audit,including deal verification, deal compliance check etc. 2.Big deal pre review including contract review, qualification review, affiliate check, discount check and products check 3.Spend management riskcom pliance, including POE review and quarterly audit test on spend , T&E and Anti corruption. 4.Lead EY Consulting team to review SOE Edu deals, monitor and review EY deal review process, receive and deal with EY escalations ⚫ Anti corruption: 1.Cooperated with Corp partner management/CELA team to decide penalty and remediation on problematic deals 2.Conducted regular testing on anti corruption, mainly including spend AC testing and HR hiring AC testing ⚫ Coordinated with IA: Cooperated with IA to prepare audit files, participate in walk thru meeting, sort out process etc.

⚫Sort out financial records and business flows, equity map of the group, consolidate and review the materials subsidiaries offered. ⚫ Prepare the MDA management discussion analysis) and A1 Chart . Review forecast memo of profit and cash flow prepared by FA. ⚫ Review resumption proposal, prospectus, audited report as well as in charge of other affairs about IPO process.

⚫ Participate in the whole process of year end auditing for an international company, completed the audit paper for cash, loans, expenses and assets as winter intern in 2015. Successfully received early return of fer after the winter internship ⚫ Fully occupied with an IPO project of a medic al group as a full-time auditor after graduation. Independently conduct auditing procedures of all accounts for 1 subsidiary corporation; conduct three year consolidated financial report and analytic summary review memo together with team members independently translate English version audit report ⚫ Participate in 4 audit projects including real estate industry, tourist industry and manufacturing industry, conduct process walk through and financial analysis, review and identify financial risk, and issue audit opinions.

Of Human Bondage Chinese Version, can be purchased in all E-commerce platform till now.

International Commercial Law International Trade and Policy Legal Writing Legal Procedure Contract Law Tort Law Privacy Law Governance, Risk Management and Compliance Property Law

Accounting Microeconomics Macroeconomics Business Administration Corporate Management Ecommerce JavaScript C programming