Yoke Ying Ong

Source products and manage vendor relationships, ensuring alignment with company standards and regulatory requirements. Communicate and negotiate with China suppliers to secure favorable and ethical terms, while handling orders and quality issues. Lead new product projects from planning to execution. Handle licensing and coordinate with the compliance team on regulatory approvals.

Monitored daily trading activity to detect potential operational risks and anomalies. Prepared transaction reports and summaries for senior management. Assisted in ensuring compliance with internal controls and trading policies. Supported escalation of unusual or high-risk activities to management.

Acquire and serve Premier clients as a trusted advisor, delivering holistic wealth management solutions. Build strong client relationships by understanding financial needs and promoting comprehensive banking and investment services. Review and rebalance portfolios regularly, ensuring suitability and regulatory compliance. Manage credit applications and transactions within delegated authority and internal control frameworks. Adhere strictly to AML/CFT regulations, KYC requirements, and internal compliance policies in all advisory and onboarding activities.

Developed a solid understanding of insurance products, regulatory frameworks, and risk management practices. Assisted in promoting insurance plans while ensuring proper client profiling, suitability assessment, and adherence to compliance guidelines. Supported KYC documentation review and basic due diligence processes in line with AML/CFT requirements to mitigate financial crime risks.