yogi aggarwal

* Head of Compliance and AML function for IBUK and lead person for regulatory contact with FCA, EU regulators, exchanges and markets. * Managing Director of IB India. * Set up IBUK and IB India operations from inception. * Relationship manager for EU exchanges and markets, clearing houses, and securities depositories. * Project managed trading access in several European venues.

* Client and market side responsibilities for the UK options market. * Developed margin monitoring system. * Developed financial reconciliation infrastructure for customer and market accounts. * Filed EU passports under the Investment Services Directive and researched feasibility of $ and £ business and implemented set up. * Managed the European Audit function.

Developed and co-ordinated the financial systems strategy - Delivered key business systems, including customer segment, product profitability, and branch productivity.

Responsible for Nationwide Group’s monthly management accounts and enhancement of financial and business analysis.

Lead international development initiatives - UK, India, Hong Kong