Tran Huynh Truc Ly

Customer Service Specialist @ Shinhan Securities Vietnam

About

A highly qualified Securities Professional with over 4 years of experience Securities Company. I hold a comprehensive suite of Practice Certificates in Brokerage, Financial Analysis, and Fund Management. Expert in VSDC operations, trading systems, and regulatory reporting. Experienced in system operations and have a deep understanding of securities practices. Proficient in leveraging AI technology to optimize operational efficiency and ensure compliance in a fast-paced financial environment.

Country

Vietnam

City

Thủ Đức

Industry

Business Supplies & Equipment

Skill

Securities Brokerage Practice Certificate, Financial Analysis Practice Certificate, Fund Management Practice Certificate, Derivatives Market Certification, HNX Certificate: Trading System for Private Corporate Bonds & Debt Instruments., Artificial Intelligence (AI), Standard Operating Procedure (SOP), Research, Microsoft Office, English, Communication

Experience

Customer Service Specialist

Shinhan Securities Vietnam

2023-3 - Present · 3 yrs 7 mos

Vietnam

Managed client accounts and executed equity trades, including put-through transactions (lệnh thỏa thuận) with precision. Handled comprehensive VSDC operations: securities deposition, withdrawal, and internal/external transfers. Performed professional liaison with regulatory authorities to process requests and ensure timely submission of periodic and ad-hoc compliance reports. Certified by HNX in operating trading systems for Private Corporate Bonds (TPRL) and Debt Instruments. Collaborated with the IT department in system testing (UAT/SIT) and system enhancements to optimize trading platforms. Applied AI tools to streamline workflows and improve the efficiency of daily operational tasks.

Settlement & Depository Officer

Phu Hung Securities (PHS)

2022-1 - 2023-2 · 1 yr 2 mos

Vietnam

Processed daily depository operations and managed securities records in compliance with VSDC regulations. Assisted in account maintenance and streamlined the documentation process for client securities transactions. Ensured accuracy in settlement procedures and supported the team in regulatory audit preparations.