tomeka harper

Daily interaction with marketed clients trading Credit Derivatives. Liase with internal business partners globally in the middle office, front office, and legal dept to confirm credit default swaps. Investigate queries raised by clients, and other parts of the business with regards to confirmations Escalate issues to legal office, front office, and middle office.

Facilitated manual and electronic execution of structured trade confirmations Coordinated query resolution between marketed clients and other parts of the business with regards to confirmations Collaborated with internal business partners globally in the middle office, front office, and legal dept to confirm equity/rates and credit default swaps. Escalated aging confirmations to legal office, front office, and middle office.

Created and maintained a wide range of fixed income products to support trading activity. Resolved principle and interest differences on trades by liaising with paying agents, middle office and settlements; managed data quality reporting for the global team on a daily basis. Captured and reported daily activity and control issues for the weekly global metrics.

Supervise a team of 6 analysts within alert operations. Review and analyze underlying transactional data gathered to assess reasonable cause to advance an alert to Investigations or to clear. Daily interaction with alert analysts, and various levels of management regarding weekly assignments, projections, quotas and procedures. Perform analyst and supervisory review on alerts generated from AML Transaction Monitoring system (Mantas/Actimize). Function as a key contributor with demonstrated knowledge of Fortent and Mantas alerting systems, as well AML/KYC issues, as well as broader functional knowledge. Build relationships with AML Investigations units, and effectively communicate and transfer information for case investigations.