Tan J.

• Conduct comprehensive Know Your Customer (KYC) due diligence and Anti-Money Laundering assessments for accredited and institutional investors • Review and validate investor documentation to ensure accuracy and alignment with AML/KYC requirements and risk policies • Perform name screening, adverse media checks, and risk assessments to identify potential AML or reputational risks • Manage the KYC queue and deliver regular status updates to senior management on key risks, outstanding issues and onboarding process

• Perform KYC and CDD reviews on existing corporate clients (including companies, partnerships, trusts, SFOs and other legal entities) • Collaborate with Relationship Managers, Compliance, and Legal teams to resolve queries or gaps in documentation • Liaise with clients to collect KYC documentation in alignment with AML policies • Perform name screening processes and assess reputational risks through adverse news reviews • Collect, review, and analyze legal documentation such as certificates of incorporation (COI), memoranda & articles of association, shareholder registers, board resolutions, etc.

• Data entry of bookkeeping records into Quickbooks and Xero accounting software • Reconciled reported figures in general ledger by comparing to bank account statement each month • Preparation of financial statements from client's bookkeeping records and working papers

CCA: School of Business Club