Steve Siu CAMS, CAMLP, CVAP, CEP®

Steve Siu CAMS, CAMLP, CVAP, CEP®

Stablecoin Issuer - Senior Compliance Officer, Money Laundering Reporting Officer (MLRO) @ PQA Labs

About

With over a decade of dedicated experience in the asset and wealth management industry, I am passionate about ensuring regulatory compliance and promoting ethical business practices. My expertise lies in navigating complex regulatory environments, developing robust compliance frameworks, and fostering a culture of integrity within organizations.Throughout my career, I have successfully collaborated with cross-functional teams to implement comprehensive compliance programs that align with both regulatory requirements and organizational goals. My strong analytical skills enable me to conduct thorough risk assessments, identify potential compliance gaps, and develop effective strategies to mitigate risks.🌟 Let’s Connect! 🌟I am always open to networking with fellow professionals in the compliance and financial services sectors. If you’re interested in discussing industry trends, best practices, or potential collaboration opportunities, feel free to reach out!

Country

Hong Kong SAR

City

Hong Kong

Industry

Financial Services

Skill

ESG, Anti-corruption, Artificial Intelligence (AI), Python (Programming Language), Programming, FinTech, Blockchain, Digital Assets, Cryptocurrency, Virtual Assets, Stablecoins, Business Ethics, FundApps, World Check, Responsible Investment (RI), Sustainable and Responsible Investment, Motorcycle, Mandatory Provident Fund Schemes, Securities and Futures Regulation, Futures Regulation

Experience

PQA Labs

Stablecoin Issuer - Senior Compliance Officer, Money Laundering Reporting Officer (MLRO)

PQA Labs

LinkedIn
2024 - 2025 · 1 yr

Hong Kong SAR

At PQA Labs, we navigate the complex terrain of quantum technology, ensuring your digital future remains quantum-resistant. Our expert team specializes in quantum computing and cryptography, delivering the most secure solutions in the post-quantum era.

Blackstone

Alternative Asset Manager - Compliance Consultant

Blackstone

LinkedIn
2024 - 2024

Hong Kong SAR

Blackstone is the world’s largest alternative asset manager. We seek to deliver compelling returns for institutional and individual investors by strengthening the companies in which we invest. Our more than $1 trillion in assets under management include global investment strategies focused on real estate, private equity, infrastructure, life sciences, growth equity, credit, real assets, secondaries and hedge funds.

Crédit Agricole CIB

Corporate & Investment Banking Regulatory Compliance - Vice President

Crédit Agricole CIB

LinkedIn
2023 - 2024 · 1 yr

Hong Kong

Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking group worldwide in terms of tier 1 capital (The Banker, July 2022). Nearly 8,600 employees across Europe, the Americas, Asia-Pacific, the Middle East and North Africa support Crédit Agricole CIB's clients, meeting their financial needs throughout the world. Crédit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital markets activities, investment banking, structured finance, commercial banking and international trade. The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients

Tor Investment Management

Private Credit Manager - Vice President Compliance, Money Laundering Reporting Officer (MLRO)

Tor Investment Management

LinkedIn
2021 - 2023 · 2 yrs

Hong Kong

Tor Investment Management is a leading independent alternative credit manager in Asia with over $2 billion under management. The firm launched in 2013 to provide investors with access to the Asia-Pacific credit markets in opportunities ranging from par lending to highly structured private financings and non-performing loans. Based in Hong Kong and Singapore, the platform consists of 40 employees, including an investment team of 17 professionals with 17 years of average experience. Tor Investment Management's global institutional investor base includes public and corporate pension plans, sovereign wealth funds, endowments, foundations, outsourced CIOs and family offices.

BFAM Partners (Hong Kong) Limited

Hedge Fund Manager - Compliance Officer

BFAM Partners (Hong Kong) Limited

LinkedIn
2019 - 2021 · 2 yrs

Hong Kong

BFAM Partners is a Hong Kong and New York based hedge fund manager which manages capital for pre-eminent institutional investors from around the world, mostly pension funds, sovereign wealth funds, endowments and charitable foundations. The investment strategy is dedicated to capturing opportunities in Credit, Equity, Rates, Volatility, and Convertible Bond markets.

Nomura

Wealth Management - Business Compliance & Control Manager

Nomura

LinkedIn
2016 - 2019 · 3 yrs

Hong Kong

Nomura sets itself apart from other Asia Private Banks with its Retail Division, including Wealth Management, responsible for AUM of USD 1 trillion. We cater to the needs of different clients by delivering bespoke solutions that leverage our global markets, investment banking, retail, trust service and asset management expertise.

J.P. Morgan

Private Bank - Client Onboarding Specialist

J.P. Morgan

LinkedIn
2014 - 2016 · 2 yrs

Hong Kong

J.P. Morgan Private Bank delivers customized wealth management advice and solutions to individuals and their families, leveraging our broad capabilities in investing, family office management, philanthropy, lending, fiduciary services and special advisory services to help our clients advance toward their own particular goals.

HSBC

Retail Banking and Wealth Management - General Banking Officer

HSBC

LinkedIn
2013 - 2014 · 1 yr

Hong Kong

HSBC Retail Banking and Wealth Management (RBWM) serves 38 million customers worldwide, helping them manage their day-to-day finances and save for the future. We offer a range of services, including personal banking, mortgages, loans, credit cards, savings and investments and insurance.

Michael Page

Recruitment Consultant - Financial Services

Michael Page

LinkedIn
2012 - 2012

Hong Kong

Michael Page has five decades of expertise in professional services recruitment. We were established in London in 1976, and over this period we've grown organically to become one of the best-known and most respected consultancies, with an office network spanning six continents.

Appco Group Asia

Sales and Marketing Executive

Appco Group Asia

LinkedIn
2012 - 2012

Hong Kong

Appco Group is Asia's leading face-to-face marketing company. With global reach and local knowledge, we speak to more than one million people every day and deliver hundreds of thousands of new customers for our blue chip and charity client base through our network of 2,000 independent contractors in the field across the region.

Education

Beedie School of Business at Simon Fraser University

Beedie School of Business at Simon Fraser University

LinkedIn

Finance, Entrepreneurship & Innovation

Since the creation of Canada’s first Executive MBA in 1968, Simon Fraser University’s Beedie School of Business has emerged as a dynamic teaching and learning setting with a reputation for producing global-class research for the knowledge economy. We are based in Metro Vancouver, British Columbia—Canada’s Asia Pacific Gateway and a growing hub for international trade, entrepreneurship and technology.

The Hong Kong Polytechnic University

The Hong Kong Polytechnic University

LinkedIn
HKU SPACE

HKU SPACE

LinkedIn
The Manchester Metropolitan University

The Manchester Metropolitan University

LinkedIn
The Chinese University of Hong Kong

The Chinese University of Hong Kong

LinkedIn

School of Continuing and Professional Studies (CUSCS)

The Chartered Institute for Securities & Investment (The CISI)

The Chartered Institute for Securities & Investment (The CISI)

LinkedIn
The Hong Kong University of Science and Technology

The Hong Kong University of Science and Technology

LinkedIn
Simon Fraser University

Simon Fraser University

LinkedIn

SFU retains the top spot in the 2025 Maclean's University Rankings as Canada's No. 1 comprehensive university. The achievement marks the 16th time in the past 17 years that SFU has been named Canada's top comprehensive university.

University of Toronto

University of Toronto

LinkedIn

Computer Science (Candidate)

Candidate, subsequently transferred to Simon Fraser University.

ESF Sha Tin College

ESF Sha Tin College

LinkedIn

Steve Siu CAMS, CAMLP, CVAP, CEP®'s Contact Information

Email

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Phone

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