Stanislas Duval de La Guierce

ESG: - Development of ESG tools : - Score card - proprietary model - Help FM decision making - Reporting - Regulations (SFDR) - Study market impact - Engagement and Stewardship - French ESG Label project Risk: - Market risk: liquidity stress test, Coco valorisation, exposure… - Fund Monitoring: SRRI, turnover rate… - Investment guideline monitoring. - Client return, market abuse… - Compliance reporting. IT: - Activity continuation plan set up. - Data check and development. Middle Office Back up: - NAV check: custodian vs accountant. - Transactions follow up. Marketing: - Article design and web maintenance.

Working for the department Investment guidelines in the alternative team. The team is in charge of developing and monitoring every guidelines that the main tool (Sentinel) can’t handles. Business As Usual: Daily monitoring of investment guidelines - Regulatory: °ESMA (UCITS IV, AIFMD), EMIR… °Commitment exposure (CESR) - Clients: °Fx risk hedging, Significant influence, eligibility, cash at bank overdraft, global exposure, derivatives leverage, spread duration, short term ratings… °VaR Monte Carlo, Historical and Parametric °Tracking error Ex-Post and Ex-Ante - Interns: rating (WARF), counterparty exposure, collateral liquidity…. Follow regulations of alerts by involving appropriate teams °Fund managers, compliance, risk, CRM … Projects: - Improve, clean and maintain the existing internal tools. - Project management: - Validation of algorithms. - Test phases / parallel runs. - Macro improvement & development. - Alternative tool delocalisation: - Update tools to fit all other location’s needs. - Improve and maintain tools documentations. Management: - Train all 5 other IG teams (foreign) on specific tools. - Train and manage new comers - Manage interactions with other teams and departments. - Animate team and project meetings.

I was working in front office for a department specialized in Securities lending called Global Equity Finance Division. My mission consisted in: On a daily basis : Reporting - Stock owned status - List of Swaps, Futures and options coming to maturity. - List of stock available to borrow. Assist traders on their daily key tasks: - Stock loans and borrows - Outrights (buy or sell stocks) - Monetary swaps and funding

I was working in middle office for a portfolio manager specialized in Hedge Fund (Private Equity / Venture Capital). My mission consisted in: Monitoring private and public position Reporting : -Analysis of key companies invested in. -Performance analysis of Venture Capital funds. Excel analysis tool creation : -Historical stock data download from Yahoo Finance -Return and risk analysis via VBA in Excel

I was working in back office. My mission consisted in: Process daily trade activities -Custodian data verification and validation -Create and Maintain data Integrity Reporting : Perform Holdings Reconciliations -Internal partners (The insurance company AVIVA) -External partners (Third Party)

I was working in middle office for a department specialized in finance Engineering that was providing support for the asset management part of BNP Paribas AM. My mission consisted in: Analysis of 520 funds of two different companies that merged. -Inventory comparable data’s between those two firms : First by geographic region and then by strategy -Sort then out using performance and risk analysis (Volatility, Sharpe Ratio, Value at Risk, Kurtosis, Drawdown…).

Fund of hedge funds - Analyst in the risk and data team. Studied and analyzed the 2007 best and worst hedge funds, by describing strategies and comparing those hedge funds to various Benchmarks. Download data for managed accounts and made an index glossary to describe funds. ps: Atlas Capital Limited was sold to “Sciens Fund of Funds Management Ltd”.

Fund of hedge funds - Analyst in the risk and data team. Studied French funds of hedge fund and chose the 15 most interesting in term of performance and meeting defined objectives. (Drawdown, performance, volatility, standard deviation...). ps: Atlas Capital Limited was sold to “Sciens Fund of Funds Management Ltd”.

Oversaw daily valuation of UCITS. Distribution of portfolio valuations within UCITS, organize bank-statements and help organize the proper setting of bank statement controller.