Srinivas Mantha

• Led the FINRA Automation project using Alteryx and Python, streamlining document extraction and matching processes. Received the Platinum Award for innovation and risk reduction. • Spearheaded the Hong Kong Stock Connect Reconciliation project, performing data analysis, cleansing, and reconciliation across five sources. Presented the Gold Award for excellence. • Developed an Alteryx workflow to eliminate manual work equivalent to eight headcounts. This includes database connections, dynamic filtering via input templates, automated generation of 30+ reports, email notifications, weekly break detection with comment reinjection and data visualization in Tableau. Received the Platinum Award for innovation, Improving efficiency and risk reduction. • Designed an Alteryx workflow to perform a 3-way reconciliation between 3 different sources Extracted data using API connections and Bulk extracts, preprocessing data using cleansing tools to perform the reconciliation. Resulted in saving 5 head counts. Received a Platinum Award for Risk reduction and Zero-manual touch point approach. Quality Assurance & Risk Analytics • Automated manual QA tasks using Alteryx, improving efficiency and accuracy. Received Gold Award for the Automation. • Documented and maintained QA procedures to ensure accuracy and compliance. • Reviewed and approved test results, evaluated QA metrics with stakeholders. • Onboarded new processes across regions and designed robust test scripts. • Prepared audit-ready data sets and collaborated on metric evaluations.

• Managed UAT and release cycles for global reconciliation systems, reducing processing time by 50%. Received Silver Award for the effort. • Performed daily trade reconciliations across 14 APAC markets, achieving 98% resolution within 1 day. Received Gold Award for the efforts. • Mapped business processes to identify automation opportunities and reduce risk.

Resolved technical issues in reconciliation systems within SLA timelines. • Developed system monitoring and recovery procedures. • Mentored junior developers and improved internal knowledge base.

• Conducted business process analysis and stakeholder interviews. • Collaborated with cross-functional teams to design client-centric solutions. • Created technical documentation and marketing collateral.

• Performed internal SOX audits and supported external audit processes. • Implemented corrective actions to align operations with compliance standards.