Spencer Snitil
Senior Compliance Officer @ Xponance, Inc.
About
A compliance professional with experience developing, advising and implementing compliance programs pursuant to Rule 206(4)-7 under the Investment Advisers Act of 1940, Investment Company Act of 1940, SEC rules and regulations, and FINRA rules and regulations.
United States
Raleigh
Financial Services
Internal Audits, Social Media Marketing, Editing, Creative Writing, Copy Editing, Blogging, Online Journalism, Journalism, Social Media, History, Microsoft Office, Microsoft Excel, Facebook, Microsoft PowerPoint, Microsoft Word, Storytelling, Customer Service, Public Speaking, Leadership, Passionate about work
Experience

Compliance Analyst
Fort Lauderdale, Florida, United States
• Developed operational procedures by improving processes and supporting organizational goals. Reviewed accounts daily to maintain effective communication and eliminate bottlenecks between departments. • Determined appropriate resources for compliance investigations and resolution. Remained educated on changes in regulation, guidance and best practices regarding compliance matters. • Established and sustained professional working relationships with employees and executives. • Wrote and regularly updated general policies and processes related to ethics and compliance. • Implemented action plans to detect and mitigate compliance violations.

Compliance Associate
• Conducted and organized periodic compliance audits. • Led and facilitated periodic training in compliance and ethics for staff. • Identified potential compliance issues and worked quickly to remediate vulnerabilities. • Reviewed existing compliance procedures and policies, suggesting revisions. • Collaborated closely with appropriate stakeholders to develop company's code of conduct.

Proofreader
Fort Lauderdale, Florida, United States
• Checked all specific marketing projects for correct spelling, syntax, grammar, contact information, and accuracy • Verified accuracy of logos, trademarks and industry-specific terms and performed extensive factchecking • Performed quality assurance on work of others and handled sensitive and confidential documents • Juggled and prioritized multiple projects and consistently met tight deadlines.

Staff Writer
New Noise Magazine
Boynton Beach, Florida
• Bring knowledge from Heavy Blog Is Heavy over to New Noise Magazine. • Continue to handle exclusive content by using connections made previously, as well as establishing new relationships. • Execute content via Trello to schedule and edit upcoming pieces for both print and digital media. • Set up new goals to help grow the brand and expand our coverage on social media. • Brainstorm and generate new ideas for types of content with both the Editor-In-Chief and Content Manager.

English Language Teacher
Be'er Sheva, Israel
• Traveled abroad to help lower middle-class students learn to speak English. • Worked closely with host teachers to understand the most effective teaching methods for native Israelis. • Attended seminars biweekly to help better prepare my students for higher education by giving them the ability to converse with people all around the world. • Partnered with my host city to volunteer in the community in the form of free English tutoring five days a week. • Learned to read, write, and speak Hebrew.

Director of Artist Relations
Boynton Beach, Florida
• Controlled all incoming artist-related content including, but not limited to: album reviews, band interviews, live photography, exclusive premieres, and contest giveaways. • Executing strategies to increase viewership while also growing the brand beyond many of its peers. • Acting as a mentor and guide to a staff of 30+ writers and photographers. • Trained staff to create their own leads and reach out on their own behalf to PR companies, artist management, and artists to bring the website to their attention. • Accountable for scheduling content. • Single-handed dealt with all exclusive premieres, including album streams, music video premieres, and first-access content on a daily basis. • Assist in the development of website redesign and growth by becoming self-taught in Wordpress, as well as using Microsoft Excel to handle scheduling and content assignment. • Exceeded yearly growth goals continuously for 3 years.

Editor
Boynton Beach, Florida
• Proofread and corrected all content being published on the website and various social media platforms. • Helped plan specialized content with a group of editors to set us apart. • Focused on utilizing experience with creative writing to keep pieces interesting • Reported to Editor-In-Chief weekly with a status report on all pending content. • Expanded personal network via in-person and online connections to facilitate website growth by creating my own leads and establishing lasting relationships with record labels, PR directors, content creators, and musicians. • Acted as a liaison for independent bands to help them meet their goals through social media promotion.
Spencer Snitil's Contact Information
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