ryan dalton

managing director

About

Experienced Managing Director with a demonstrated history of providing excellent compliance consultation services to investment adviser / management firms. Skilled in Communications, SEC Advisers Act Regulations, TSSB Regulations, Private Placement Regulations, and Legal and Regulatory Research.

Country

united states

City

dallas

Industry

investment management

Skill

legal research, legal writing, litigation, trials, commercial litigation, trial practice, courts, motions, business litigation, appellate practice, communication, bankruptcy, appeals, hearings, criminal law, westlaw, pleadings, mortgage compliance, sec filings, sec regulations, mortgage litigation

Experience

attorney

strasburger & price, llp

2013-3 - 2014-5 · 1 yr 3 mos

Member of a fast-paced collaborative team of colleagues that successfully resolved numerous mortgage default servicing matters in various states within a changing legal and regulatory environment.

attorney

day & reinicke

2007-9 - 2013-2 · 5 yrs 6 mos

Represented numerous financial institutions and small businesses in creditor rights, real-estate, regulatory, litigation and transaction matters.

law clerk

oliver law firm p.c

2007-1 - 2007-5 · 5 mos

Performed legal research and writing for sole practitioner, and drafted numerous forms, documents and templates, including pleadings, motions, orders, and discovery requests.

student attorney

drake legal clinic

2006-8 - 2006-12 · 5 mos

* Represented clients on marriage dissolutions, home foreclosure, adoption, paternity, landlord/tenant, and small claims. * Substantial legal research and writing, drafting, and filing petitions and discovery. * Independently handled multiple cases either transferred or from inception to completion. * Interviewed potential clients in screening process.

prosecuting intern

dallas county district attorney's office

2006-5 - 2006-8 · 4 mos

* First-chaired two jury trials and solely tried numerous bench trials. * Represented the State in a suppression hearing. * Prosecuted simple misdemeanor docket in Dallas County, IA. * Performed legal research. Also, drafted and filed court motions and orders. * Handled plea agreements and pretrial hearings.

file clerk

squire patton boggs

2003-8 - 2004-6 · 11 mos

Filed pleadings, motions, discovery, and notes for the litigation department in Dallas office.

legislative intern

u.s senator's office

2002-9 - 2002-12 · 4 mos

Aided Senator’s staff in numerous projects affecting governmental functions and proposed Congressional legislation.

managing director

blue river partners, llc

2017-1 - Present · 9 yrs 9 mos

Responsible for the management of a compliance consultancy team for Blue River Partners in addition to other in house managerial and administrative duties. The team's services include the creation, implementation, monitoring, day-to-day execution, and quarterly forensic testing of SEC and State investment advisory compliance programs for a variety of firms across multiple asset classes. Additionally, responsible for preparing and submitting multiple SEC and State filings including: Form ADV, PF, D, Blue Sky, 13F, 13H, and other filings as applicable.

director at blue river partners, llc

blue river partners, llc

2014-6 - 2016-12 · 2 yrs 7 mos

Responsible for the creation, implementation, monitoring, day-to-day execution, and quarterly forensic testing of SEC and State compliance programs for a variety of investment advisory firms across multiple asset classes. Additionally, responsible for preparing and submitting multiple SEC and State filings including: Form ADV, PF, D, Blue Sky, 13F, 13H, and other filings as applicable.