ryan tang

* Regulatory Compliance: * Anti-Money Laundering & Countering the Financing of Terrorism (AML/CFT) onboarding due diligence and ongoing review * Technology risk management * Outsourcing risk management * Enterprise risk assessment * Advising on regulatory and fund-related corporate matters in the firm * Reviewing and updating of policies and procedures in the Compliance Manual * MAS regulatory reporting * Filing and submissions to other regulators and authorities * Correspondence with regulators * Compliance training to staff * Others: * Transactional docs for transactions within the group entities and funds * Advising investors on the firm's fund corporate structure, regulatory requirements and corporate transactional matters * Working with external counsel and tax advisors on US tax filing for group entities and funds * FATCA-CRS Reporting * Investor portal management * Company secretarial matters

Activities and Societies: SIM Economics Society