Rob Gibbs

Rob Gibbs

Deputy Head of Compliance @ Oberon Investments Ltd.

About

I am an experienced, dynamic leader in wealth management and compliance. I have direct and management consultancy experience within Investment Banking, Wealth / Asset Management, which has spanned over 20 years. My professional journey is distinguished by a robust ability to mitigate risk, enhance operational efficiency, forge strategic relationships and elevate business performance. In leadership roles at Tier 1 institutions like Deutsche Bank and UBS, I have honed my skills in optimising delivery and aligning business with technology to drive significant value. As a former British Army Officer, I bring a wealth of diverse skills and leadership experiences that underscore my profound commitment to a high-performance culture centered around people and teamwork. I am dedicated to creating environments where professional development and excellence are paramount. I thrive on challenges that require innovative solutions across business and technology divides and have a passion for problem-solving that consistently drives positive change. My leadership style focuses on cultivating team resilience, and continuous improvement, empowering team members to contribute to shared goals. I take great pride in mentoring and guiding teams, helping individuals grow, and aligning their efforts with broader organizational objectives. Energized by the potential to drive change and foster innovation, I excel in driving organizational efficiency and leading transformative changes. My initiatives consistently exceed expectations, enhancing client satisfaction and adding significant value. Beyond my professional endeavors, I have embraced a new passion as a public speaker on resilience and leadership, sharing insights on pushing personal boundaries and embracing challenge. I maintain a balanced lifestyle, underscored by fitness and personal development, reflecting my consistent professional ethos of hard work and discipline. Core Competencies: • Strategic Leadership & Team Building • Compliance & Risk Management • Wealth Management • Stakeholder Engagement & Communication • Transformation, Operational Excellence & Technology Integration • Risk Management, & Business Resilience • Complex Problem Solving • Public Speaking & Motivational Leadership Educational Highlights: • Diploma in Business Management & Leadership from EADA Business School • Postgraduate Diploma in Law from the University of Exeter • Chartered Wealth Manager • PCIAM CISI I am passionate about turning challenges into opportunities for success. Gov accreditations: Current Advanced DBS

Country

United Kingdom

City

London

Industry

Financial Services

Skill

Strategic Vision, High Level Of Accuracy, Environmental, Social, and Governance (ESG), Agile & Waterfall Methodologies, Project Portfolio Management, Partner Engagement, Program Delivery Management, Commercial Management, Strategic Leadership, Training Delivery, Strategic Partner Relationship Management, Planning Budgeting & Forecasting, Partnership-building, Public Speaking , Collaboration, Customer Engagement, Strategic Partnerships, partnership building , advocacy, Appropriateness

Experience

Oberon Investments Ltd.

Deputy Head of Compliance

Oberon Investments Ltd.

LinkedIn
2024-7 - Present · 2 yrs 3 mos
Natiiv™

Brand Ambassador

Natiiv™

LinkedIn
2024-1 - Present · 2 yrs 9 mos

London Area, United Kingdom

Natiiv, a pioneer in nutraceutical sports nutrition. Natiiv is renowned for its commitment to enhancing athletic performance and recovery through scientifically formulated beverages. Our flagship products, Natiiv Sport Elite and Natiiv Sport Pro, are specially designed for athletes who strive for high performance.

Fimatix

Management Consultant, Project Management, Delivery & Leadership

Fimatix

LinkedIn
2022-9 - 2024-5 · 1 yr 9 mos

London, England, United Kingdom

FTSE25 Company, Global IT, Office of the CIO IT Procurement B2B Partner Cost Optimisation & Sustainability Global programme to improve the operational efficiency and commercial performance through IT procurement, global supplier strategy and partnership rationalisation. Working closely with IT Finance, Group Legal and IT Delivery Towers. UK & MENA Securities Brokerage Leadership, Governance and Compliance. Conducted a compliance review of the Group and UK policies for a boutique securities brokerage. Advisory to Group Compliance Officer (MENA), and compliance team (UK). Directed a comprehensive review of the group and UK regulatory policies for a boutique securities brokerage to ensure compliance with FCA) requirements. Delivered strategic recommendations to the Group Compliance Officer and UK compliance team on governance framework, process and policy changes to adhere with industry best practice. Advisory to Group Compliance Officer based in MENA, and London based compliance team. Challenger Bank Initiation of a core banking platform build -incorporating a project discovery phase and regulatory compIiance framework. Working in conjunction with the core banking team, MLRO and senior management team. Skills: Strategic Expertise: Management Consultancy, Project Management & Delivery, Strategy Review & Alignment, Operational Efficiency, Cost Optimisation, Governance, Project Planning, Partnerships Management, Strategic Business Change Regulatory Acumen: Policy Analysis, Financial Regulation, AML, MAR, Regulatory Compliance, Policy Framework, Policy Drafting Leadership & Collaboration: Stakeholder Engagement, Global Partner Contract Standardisation, Supplier Analysis & Rationalisation, Delivery Collaboration, Performance Management, Communication, Negotiation, Senior Stakeholder Management Technical Proficiency: Programme Initiation & Discovery, Regulatory Frameworks, Capital Markets, Target Operating Model, Commercial & Contract Negotiation, Process Implementation

GFT Technologies

Head of the GFT Academy UK (AWS, Google, Microsoft, and Agile Methodology)

GFT Technologies

LinkedIn
2021-11 - 2022-9 · 11 mos

London, England, United Kingdom

GFT Technologies

HSBC Client Unit - Delivery Manager / Engagement Lead

GFT Technologies

LinkedIn
2019-3 - 2021-10 · 2 yrs 8 mos

London, United Kingdom

GFT Technologies

Financial Services Consultant

GFT Technologies

LinkedIn
2015-11 - 2019-3 · 3 yrs 5 mos

London, United Kingdom

Financial services consultant in areas of business consulting and technology. Rob's day job includes project management, team collaboration, business development, proposals and pitch work, project work and client delivery, future state visions (FSV), Environment, Social and Governance (ESG), training, team management, coaching and mentoring. GFT partner with companies such Google (GCP) and Amazon (AWS), providing nearshore and onshore consultancy and technology engineering services. GFT has a focus on areas of banking, insurance, wealth and asset management. GFT is the leading independent provider of business, design and technology consulting services. GFT offer end-to-end services covering everything from strategic management consultancy and advisory services, through to implementation and support for our clients' technologies.

MDS LEGENDARY

Charity Fund Raiser & Ultra Marathon Competitor

MDS LEGENDARY

LinkedIn
2020-1 - 2022-4 · 2 yrs 4 mos

Morocco

Ultra Marathon Competitor (250km event). I gave myself a target to raise £25k+ for 2 charities. Walking with the Wounded and The Royal Marsden Cancer Charity. This all happened pre-during-post Covid19 which added further challenges, especially whilst trying to train for the event which was delayed 5 times. Through the generous support of corporates, friends and family, I raised in excess of £25k. 🙏🏻 Thank you Corporate Kit Sponsors: - Hoka One One Trainers (Deckers) for your generosity and my endless supply of footwear and kit. - The John Lewis Partnership. - Saddle Spur - Gibbs Wagner Mortgage Advice Bureau - Natiiv Collagen - Recover Pro I established a high performance approach to the challenge: Planning and Execution of Endurance and Strength Training; Mental and Physical Resilience; Kit; Recovery; Rehab; Nutrition; Hydration and Sleep.

HSBC

HSBC IT Surveillance - Agile Lead via GFT

HSBC

LinkedIn
2020-2 - 2020-7 · 6 mos

Canary wharf

Led a comprehensive peer review of HSBC's Global Markets IT surveillance program, evaluating it from an efficiency and operational methodology standpoint. This initiative embraced Agile methodologies and best practices to enhance business value, notably improving Time to Market (TTM), optimizing operational efficiency and management, and minimizing delivery risks. Formulated strategic recommendations to advance Agile delivery capabilities, increase business value, and mitigated delivery risks, all of which were unanimously approved by the program sponsor and board, underlining a pivotal strategic enhancement. Pioneered a cultural shift towards Agile principles, implementing an Agile delivery model and resource strategy to promote metrics-based continuous improvement. This strategy significantly elevated operational efficiency, accelerated market readiness, and reduced delivery costs. Provided coaching and mentorship to a global delivery team, fostering the adoption of Agile best practices across all operational and management levels. A key focus was cultivating a High Performance Team mentality among software delivery team leads in the UK, Poland, and India, as well as among senior management, to encourage a culture of excellence and continuous development. Conducted an Agile-based team restructuring review aimed at streamlining delivery processes, cutting unnecessary costs, and reducing duplication. This critical evaluation ensured a more efficient and cost-effective delivery framework, contributing to the program's success by focusing on metrics-based continuous improvement.

Deutsche Bank

Risk, Finance & Treasury Data Alignment Project via GFT

Deutsche Bank

LinkedIn
2018-7 - 2018-12 · 6 mos

London, United Kingdom

Cross functional data alignment is a huge challenge for a large organisation, especially when based upon a federated delivery model. The project was to align Risk, Finance and Treasury functional data, was a focus upon the producers and consumers of the data. The aim was ultimately to improve cross functional efficiency and reduce overlapping feeds and costs.

Saxo Bank

Financial Services Consultant via GFT

Saxo Bank

LinkedIn
2018-4 - 2018-7 · 4 mos

Copenhagen Area, Denmark

Banking Operations Future State Vision project. Working with the Global Operations and Technology teams to automate processes to enable sustainable growth and multiply business volumes. The aim was to also reduce risk, streamline operations and increase efficiency.

Deutsche Bank

MiFID II Divisional Project Manager (GTO Regulatory Compliance and Technology) via GFT

Deutsche Bank

LinkedIn
2016-8 - 2018-4 · 1 yr 9 mos

London, United Kingdom

MiFID II is a huge regulation with many challenges. The project required implementation of MiFID II into IT systems to enable Global Transaction Banking to be compliant with the regulation at Go Live date. The engagement involved up to 14 work streams, necessitating cross divisional engagement and co-ordination with senior management reviews including C level executive reviews. Under Rob's leadership the MiFID II team won Team of the year for GFT and were praised by DB at MD level for the work completed and shared throughout the bank.

UBS

Director, Strategic Partnerships - Wealth Management

UBS

LinkedIn
2013-8 - 2015-2 · 1 yr 7 mos

London Area, United Kingdom

Private Wealth Management - Relationship Manager and Business Development. Generation of NNA, client portfolio reviews and client engagement. Chartered Wealth Manager – CISI         Private Client Investment Advice & Management (PCIAM) - CISI Level 6  UBS University, Diploma in Wealth Management

Education

EADA Business School

EADA Business School

LinkedIn

Business Administration and Management, General

2018 - 2019 · 1 yr
University of Exeter

University of Exeter

LinkedIn

Post Graduate Diploma in Law

1997 - 1998 · 1 yr
Kingston University

Kingston University

LinkedIn

Geography

1993 - 1996 · 3 yrs

Human and physical geography. Glaciology Dissertation. 2011: Fellow of the Royal Geographical Society (FRGS)

The Chartered Institute for Securities & Investment (The CISI)

The Chartered Institute for Securities & Investment (The CISI)

LinkedIn

Retail Certificate in Investment

The Chartered Institute for Securities & Investment (The CISI)

The Chartered Institute for Securities & Investment (The CISI)

LinkedIn

Investments and Securities

2010 - Present · 16 yrs
The Chartered Institute for Securities & Investment (The CISI)

The Chartered Institute for Securities & Investment (The CISI)

LinkedIn

Level 3 Retail Certificate in Securities

Rob Gibbs's Contact Information

Email

******@***.com

Phone

(**) *** ****

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