roberta vidal

* Responsible for managing the conflict verifications and supervise an assistant * Responsible for analyzing all client acceptances * Responsible for managing GIS , the Human Resources (HR) information, and Restricted Investment List (RIL) * Responsible for the GIS audit * Responsible for communications (newsletter) * Regulatory and compliance training courses * Conduct corporate family tree research in support of International Relationship Checking activities * Research publicly traded security data in support of the Global Independence System * Administer the Global Independence System (“GIS”) file and database maintenance activities * Train new personnel in the use of the GIS * Create and update process, procedure and reference documents for the GIS * Administer GTI’s Annual Independence Declaration * Manage the international relationship checking policy and process * Oversee development of ongoing updates to GTI's risk and regulatory systems, policies and procedures * NBCs trainings * Independence and Risk Management Trainings