Rick Wertheim

I am a Financial Advisor with experience in financial planning and wealth management. Primarily focusing on individuals who want to prepare for and build enough wealth for retirement as well as other financial goals. Specializing in 401k plans and other retirement plans. We take a consultative approach and work with clients to find tailored solutions through comprehensive financial planning. Former work experience with a prestigious "Big 4" accounting firm in the Audit and Assurance division, whose clients include a number of Fortune 500 companies. Series 7, Series 66, CA Life Insurance #0G20055 Specialties: - Providing 401k investment guidance for employees of large companies (Oracle, HP, PG&E, Aerojet, Intel, Cal ISO, UPS, and more) - Pension, 401k, 403b, and IRA rollovers - 401k plan creation, development, implementation, and management - Independent financial advice and investments - Wealth Accumulation & Protection Strategies - Inheritance (lump sum) and Estate Planning Strategies Registered Representative offering securities and advisory services through Independent Financial Group, LLC (IFG), a registered broker-dealer and investment advisor. Member FINRA/SIPC. Licensed to sell securities in the following states: AL, AZ, CA, CO, ID, OR, NV, UT Information provided is from sources believed to be reliable however, we cannot guarantee or represent that it is accurate or complete. Because situations vary, any information provided on this site is not intended to indicate suitability for any particular investor. Hyperlinks are provided as a courtesy and should not be deemed as an endorsement. When you link to a third party website you are leaving our site and assume total responsibility for your use or activity on the third-party sites.