Rhonda Kravetz Brier
Regulatory Compliance Lead @ Anchorage Digital
About
Seasoned Regulatory Attorney, Chief Compliance Officer, and former FINRA Regulator with over 20 years in the financial services industry. Experience in FinTech, cryptocurrency, asset management, broker-dealer regulation, banking regulation, BSA/AML compliance.
United States
New York
Financial Services
Business Analysis, Investment Advisory Services, Financial Advisory, Capital Markets, Securities, Financial Services, Hedge Funds, Asset Management, Leadership, Derivatives, Equities, Due Diligence, Risk Management
Experience
Regulatory Compliance Lead
Anchorage Digital
New York City Metropolitan Area
Anchorage Digital is a regulated crypto platform that provides institutions with integrated financial services and infrastructure solutions. With the first federally chartered bank in the US, Anchorage Digital offers institutions an unparalleled combination of secure custody, regulatory compliance, product breadth and client service.
Deputy Chief Compliance Officer, Bank Privacy Officer
Valley Bank
Wayne, New Jersey, United States
Chief Compliance Officer
ICE
New York, New York
Chief Compliance Officer, Pricing and Reference Data, the company’s registered investment adviser
Regulatory Attorney
Morgan Stanley
New York, New York, United States
Member of MSSB Early Dispute Resolution group. Responded to SEC and FINRA inquiries.
Vice President
Deutsche Bank
New York, New York, United States
Chief Compliance Officer, DeAM Investor Services, the Bank’s Institutional broker dealer
Education
Touro University Jacob D. Fuchsberg Law Center
The George Washington University
Rutgers Preparatory School
Rhonda Kravetz Brier's Contact Information
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