Raymond MAK

- Acted as a leader in the Investigator Team, conducted investigations on alerts from the TM System and Chainalysis KYT System; filed SARs when needed - Conducted a threshold analysis on risk rules in the TM System and suggested an enhancement plan to the Senior Management; formulated a Standard Operational Procedure for TM investigations - Acted as the representative from the AML Team in a TM System enhancement project, in which alert generation became automated and investigations became well-documented

- Carried out regular checking with SQL queries on the TM system to ensure the triggering logic effectiveness and data quality, covering 30+ triggering scenarios - Performed threshold analysis on certain TM scenarios to identify inefficiency, fine-tuned the thresholds of TM Scenarios, and reduced false positives - Conducted TM investigations and suggested further actions to the accounts occasionally

- Investigated cases escalated to the AML team based on clients' KYC documents and irregular transaction records; drafted and filed Suspicious Transaction Reports (STRs) to Law Enforcement Agencies if needed - Acted as a key contributor in a Customer Risk Scoring System implementation project; liaised with operations department over the thresholds and parameters of the System