Prem K.

Leading the ethics and compliance function for India and South East Asia markets at Takeda.

Spearheading the implementation of compliance program for International territories (LACAN, Europe, APACMEA), creating & improving core elements of compliance program in line with Global Compliance Framework and ensuring harmonized implementation across all countries and business entities Directing projects on ethics, compliance and investigations. It includes partnering with leadership team in setting the tone of the top, setting up policies, procedures & SOPs for complying with global & regional compliance requirements, managing resources for prevention, detection and monitoring fraud and potential non-compliance cases. Leading monitoring activities, preparing remediation action plans for responsible entity and supporting the entity in implementing the action items for preventing repeat cases based on the outcomes of investigations

As part of the IMEA Leadership team, responsible for implementation of Compliance and Governance framework across IMEA region, coordinating with functional and country leads. Key responsibilities include: • Implement the corporate Compliance and Ethics program in IMEA • Adapt / implement corporate policies and procedures, develop regional and local SOPs • Develop and provide relevant training for employees and third parties on compliance related topics • Provide compliance training, guidance, advice and support to IMEA LT and Country Managers • Monitor compliance due diligence reviews of third parties and compliance review of specific transactions • Engage in risk assessment exercises and business projects to ensure compliance requirements are met • Help identify monitoring needs and perform monitoring activities to minimize compliance risks • Conduct reviews and investigations on specific compliance issues

As part of the India Leadership team, responsible for implementation of Compliance and Governance framework in the country and subcontinent, coordinating with functional and BU leads. Key responsibilities include: • Implement the corporate Compliance and Ethics program in India • Adapt / implement corporate policies and procedures, develop regional and local SOPs • Develop and provide relevant training for employees and third parties on compliance related topics • Provide compliance training, guidance, advice and support to India LT • Monitor compliance due diligence reviews of third parties and compliance review of specific transactions • Engage in risk assessment exercises and business projects to ensure compliance requirements are met • Help identify monitoring needs and perform monitoring activities to minimize compliance risks • Conduct reviews and investigations on specific compliance issues

Administered clients in various industries namely pharmaceutical & healthcare, Oil & Gas, FMCG, Infrastructure Developments, Aviation, Financial Sectors and Government Provided forensic services & consultation to clients across industries including pharmaceutical and healthcare, banking and financial services, telecom, oil & gas, manufacturing, healthcare, infrastructure, pharmaceutical and so on in South Asia & Middle East regions Led a team of professionals in audit, investigations and digital forensics.

Undertaking various investigations across South West Asia, Africa and Middle East as part of Corporate Audit Team Managing whistleblower complaints for the South West Asia region Managing preventive reviews and COC training and awareness