paul rhea

active trader - solutions

About

CFA level 3 candidate. Recent MBA graduate. Avid golfer and huge sports fan. I find trading fascinating and I enjoy helping clients succeed financially.

Country

united states

City

saint louis

Industry

financial services

Skill

finance, series 7, investments, mutual funds, securities, portfolio management, financial services, customer service, financial analysis, spanish, credit, wealth management, trading, equities, financial markets, series 66, derivatives, microsoft office, risk management, fixed income, uniform combined state law, investment strategies, asset allocation, microsoft excel, investment management, analytical skills, business, strategy

Experience

active trader - solutions

td ameritrade

2017-10 - Present · 9 yrs

active trader

scottrade

2015-12 - Present · 10 yrs 10 mos

Educating clients about tools offered on our various platforms that hopefully will enhance their trading experience - technical and fundamental analysis; multi-leg option trading and analysis; and tailoring strategies with clients based on their investment objectives. Ultimately the goal is to help clients be more successful while strengthening relationships with the firm which ideally leads to asset consolidation and continued investment gains.

trading and service

wells fargo advisors

2013-9 - 2015-6 · 1 yr 10 mos

Everything from helping clients access forms to helping clients with complex options trading strategies - and everything in between.

credit analyst - credit and margin operations

wells fargo

2013-4 - 2013-9 · 6 mos

Placed at Wells Fargo through K-Force. Analyze client accounts relative to collateral requirements for margin calls using Rumba mainframe (BETA) system. Audited colleagues’ work submissions and communicated with institutional clients worldwide regarding debt limits. > Conducted margin inventories and generated reports to identify missed margin calls. > Used automated MS tool to conduct policy/procedure comparison project for 2 business channels; finished project—one deemed long-term by supervisor—in less than a week.

financial advisor

waddell & reed

2012-9 - 2013-2 · 6 mos

Independently studied for and passed Series 7 and 66 licensing exams. Gained competency in sales presentations and proposals by observing veteran financial advisors. Prospected for clients among family, friends and personal contacts.