Olivia Torres
Regulatory Operations Intern, Risk Monitoring – Trading & Execution @ FINRA
About
MBA candidate at Quinnipiac University School of Business with a strong foundation in finance and economics. Experienced in leadership, budgeting, and financial decision-making through academic and extracurricular involvement. Passionate about financial analysis, strategic planning, and leveraging data to drive informed business decisions. Seeking opportunities to continue developing professionally while contributing to impactful organizations.
United States
New York City Metropolitan Area
Financial Services
Financial Analysis, Logistical Planning, Data Management, Problem Solving, Computer Literacy, Budget Management, Verbal & Interpersonal Communication, Confidentiality, Organization Skills, Interpersonal Communication, Logistics Coordination, Administrative Support, Compliance, Professional Networking, Conflict Resolution, Volunteer Coordination, Case Management, Client Communication, Guest Services & Hospitality, Scheduling Management
Experience

Student Finance Director
Hamden, CT
- Managed budgeting and financial operations for the Student Government Association by reviewing and approving purchase requests for 100+ student-run organizations, ensuring alignment with university financial processes - Collaborated with the university finance staff to strategically allocate over $375,000 in funding, promoting organizational accountability and enhancing the effectiveness of student activities across campus

Member Supervision Intern, Risk Monitoring – Trading & Execution
Woodbridge, NJ
- Contributed to regulatory risk assessments by analyzing broker-dealer operations, participating in firm meetings, and supporting analysts with data-driven compliance tasks - Streamlined compliance workflows by co-developing a prompt library for FILLIP, FINRA’s internal AI platform, improving access to regulatory guidance and increasing analyst efficiency - Utilized internal databases and AI tools to locate risk indicators and summarize findings, aiding timely and accurate assessments of firm conduct

Intern
Jersey City, New Jersey, United States
- Completed two seasonal terms: Summer 2024, Winter 2024-2025 - Coordinated client communications and organized legal/medical records, ensuring attorneys and paralegals had accurate materials for case preparation - Reconciled escrow accounts by identifying balances, issuing disbursement checks, and updating Excel spreadsheets to maintain financial and regulatory compliance - Audited case files and billing documents for accuracy, expediting preparation and reducing errors

Intern
Bayonne, New Jersey, United States
- Completed four seasonal terms: Summer 2021, Summer 2022, Summer 2023, Winter 2023-2024 - Supported city housing operations by forecasting daily administrative tasks and updating filing systems to ensure efficient, compliant document retrieval - Streamlined document access by organizing and digitizing case files, reducing legal risk and enhancing workflow accuracy for case managers
Olivia Torres's Contact Information
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