Nitu Roy

I am an experienced Risk and Compliance professional in Financial Crime Operation (FCO) and Control Assurance Programs (CAP) within the Banking and Financial services sector. I have in-depth knowledge and many years experiences in AML/CTF, Governance, Risk & Compliance (GRC) Management, Operation Risk Management Framework (ORMF), Risk Assurance Controls, Retail Credit Controls & Testing. I have developed strategies, policies and procedures, optimizing business and operating models for central surveillance and transaction monitoring with high levels of proficiency in carrying out Suspicious Matter Reporting (SMR), International Funds Transfer Instructions (IFTI), Threshold Transaction (TTR) and Annual compliance reporting. I am commercially astute and proactive professional with AUSTRAC and other governing and intelligence agencies (ASIC, ATO, AFP) for statutory risk and reporting obligations for AML/CTF Act. I have years of experiences in Customer due diligence, Enhanced customer due diligence (ECDD) using research on Political exposed person (PEP), Sanctions, Adverse media, Remittance sector register, Know your customer (KYC) requirement, Regulatory compliance, Privacy ACT, Fraud prevention using World check, Acuity check, ASIC, ABN, VEVO search, Adverse Media, sanctions, PEP, RiskinSite and Nice Actimize.