Nikita Solanki (Pingulkar) PMP®

• Risk & Compliance Oversight – Managing regulatory compliance, governance, and business risk processes. • IT & Digital Risk Management – Leading risk initiatives for globally used limits management application, ensuring regulatory alignment. • Financial & Data Analysis – Conducted MIS reporting, financial modeling, and risk analytics. • Regulatory Reporting – Ensuring adherence to evolving regulations, collaborating with audit and compliance teams. • Stakeholder & Project Management – Partnering with leadership and technology teams to streamline risk processes and drive efficiency.

• Regulatory Risk & Compliance – Designed and implemented financial risk frameworks, ensuring adherence to regulatory standards. • Finance Data Ecosystem Development – Built data models for risk reporting, improving visibility and decision-making. • IT & Process Automation – Led automation of credit risk reporting, optimizing efficiency and compliance. • Project & Stakeholder Management – Collaborated with global financial institutions to enhance governance and risk processes. • Data Analytics & System Audits – Conducted UAT, QAT, and root cause analysis to ensure accurate regulatory reporting.

• Business Analysis & Requirement Gathering – Documented business requirements (BRD, FSD) and managed scope for internal banking applications. • Project & Stakeholder Management – Coordinated with product owners, developers, and testers to ensure seamless project execution. • UAT & Quality Assurance – Designed test plans, executed UAT, and ensured regulatory compliance for system enhancements. • Process Improvement & Automation – Worked on optimizing reconciliation processes for OTC-traded bonds in APAC & EMEA. • Agile & Sprint Management – Led sprint planning, backlog grooming, and daily stand-ups to streamline project delivery.

• Client Relationship Management – Managed a portfolio of HNI & Ultra-HNI clients, providing tailored banking and investment solutions. • Financial Advisory & Risk Profiling – Conducted risk assessments to offer personalized wealth management strategies. • Sales & Cross-Selling – Promoted banking products, including liabilities, assets, and investment solutions, to enhance client portfolios. • Portfolio & Revenue Growth – Monitored client investments and banking needs to optimize relationship value and revenue generation. • Stakeholder & Compliance Management – Ensured regulatory compliance while delivering high-quality financial advisory services.

• Software Testing & Quality Assurance – Led end-to-end testing of applications, ensuring functionality and compliance with business requirements. • Agile Methodology – Worked in an Agile environment, conducting sprint testing and collaborating with cross-functional teams. • AML & Compliance Testing – Tested Anti-Money Laundering (AML) applications for a leading South African bank, ensuring regulatory adherence. • Automation & Process Optimization – Identified and resolved defects, improving system performance and reliability. • Client Collaboration & Reporting – Provided test reports, documented defects, and coordinated with stakeholders for issue resolution.