marcos roberson

* Assess client transaction data to determine if the data potentially violates Bank Secrecy Act or Patriot Act regulations * Leads and develops a team of analysts to ensure they are providing high quality work to clients * Review analyst case memoranda and documentation to determine if cases are sufficient for client escalation * Advise/recommend to client whether client cases should require a Suspicious Activity Report (SAR) filing * Identify and determine how current Anti-Money Laundering trends, guidance, and best practices can better serve client needs and recognize potential issues

* Regularly drafted memoranda for business partners on regulatory changes * Partnered with internal clients to develop and maintain the Compliance Center for Excellence which serves as a repository for regulatory guidance and advisory information (primary focus is CFPB regulations including TILA, Regulation Z, and Regulation X as well as guidance from the FFIEC manual) to advise internal clients on regulatory trends * Analyzed business processes, tested internal controls, and developed written summary of audit findings to review with Audit Management and business partners * Analyzed high risk transaction data as part of testing compliance related internal controls specifically related Enterprise AML Compliance within the Corporate Finance, Deposits, and Mortgage line of businesses * Utilized sound analytical and technical skills to provide consultation to management regarding emerging control practices * Analyzed business processes, internal control documentation, and developed written summary of audit findings to review with Audit Management

* Performed internal audits so that the division and its plants were in Corporate, U.S. G.A.A.P, and Sarbanes-Oxley compliance. * Assisted in completion of all reports required by the Division and Corporate on a daily, weekly, monthly, quarterly and annual basis. * Partnered with the marketing manager to produce reports that analyzed business trends. * Provided local management with financial or statistical information to enable them to improve and control their operations.

* Partnered with the SERC auditors to ensure members are in compliance with NERC & FERC * standards. * Drafted legal documents analyzing various corporate compliance related issues. * Worked with the General Counsel and Senior Legal Counsels on special ad hoc projects as * assigned

* Partnered with business partners to draft and revise purchase agreements. * Ensured Revenue and Expenses were in compliance with US GAAP and Sarbanes Oxley. * Provided Syndicate Operations support for three lines of businesses within the investment bank. * Reviewed complex financial data in order to provide excellent customer service to management and business partners. * Provided financial models and trend data to upper management.

* Performed internal audits to ensure company financials were in compliance with U.S. GAAP and Sarbanes Oxley. * Created Financial Models that evaluated company capital investment projects. * Analyzed company sales programs and managed the financial execution of those programs. * Served as the financial lead for the company’s Home Environment line of business. * Produced financial reports and presentations to upper management and external business partners

* Leads company wide effort to improve regulatory reporting requirements * Reads, interprets, and analyzes key government regulations and disseminates that information to the business * Performs enterprise wide risk assessments and monitors specific business functions related to those risks with internal GRC tool * Partners with internal business leaders to improve business processes, assess the risk areas, and creates trainings where needed * Leads the compliance department’s effort to improve FERC (Federal Energy Regulatory Commission) accounting controls * Interfaces and facilitates communications with regulators to discuss compliance related issues * Creates documentation, procedures, and trainings to ensure the business is in compliance with company controls

Activities and Societies: SBA President, Moot Court Honor Board Member, BLSA