laura robins

ibmo equities transaction management

About

Equity Sales Support, Client Onboarding and CRM Analyst at Barclays Capital Securities Limited

Country

united kingdom

City

london

Industry

banking

Skill

banking, fixed income, transaction reporting, hiportfolio, trade support, capital markets, derivatives, sales support, financial risk, us treasuries, government bonds, gloss, equities, outlook, microsoft word, puma, microsoft excel, risk management, cfds, convertible bonds, ctm, investment banking, fidessa, trading systems, trading, syndicates, middle office, omgeo oasys, financial markets, equity swaps

Experience

ibmo equities transaction management

barclays

2016-11 - Present · 9 yrs 11 mos

equity middle office

linear investments ltd

2015-2 - 2015-3 · 2 mos

Equities Middle Office. Liaising with a dedicated client base ensuring that all trades are followed through from booking to settlement stage. Sending clients daily fails reports and resolving queries.

trader support

sg asset management alternative investments

2004-2 - 2004-4 · 3 mos

operations analyst

plexus partners

2003-8 - 2004-2 · 7 mos

kyc and client ac approval team and project taskforce

nomura

2012-9 - 2013-3 · 7 mos

Onboarding new clients and checking existing clients onboarding terms. Checking if regulated. Classifying Risk Level. Worked closely with the KYC and Legal Teams as well as the MLRO for Nomura. Attended internal lectures from external professionals who came in to the Nomura offices to learn more about the KYC world.

equity sales support

nomura

2004-4 - 2013-2 · 8 yrs 11 mos

Allocating deals (Equities, Fixed Income and Convertible Bonds), confirming orders with clients both manually and electronically on CTM / Oasys Global. Ensured trades were prematched with clients to meet market deadlines. Ensured SSIs were set up correctly for clients. I worked closely with the syndication team so that when a New Issue went live, it was prioritised to ensure allocation and prematching and settlement on time. Also took part in project work to help set up the new middle office confirmation system with the Change Management team. This involved testing internally and externally. Was also part of the Client Relationship Management team. I tended to look after the more premier clients that were the top revenue earners for the firm. This included going out on client meetings to deliver quarterly stats and agree SLAs.

fund managers assistant

insight investment

2001-6 - 2003-7 · 2 yrs 2 mos

Supporting the Equity and Fixed Income desks. Inputting orders into HiPortfolio and ensuring that when the allocations fed internally to Salerio (internal CTM) the orders matched with the confirms that the brokers sent in. Any issues were immediately investigated to ensure all trades were matched as quickly as possible. Especially for funds that were being valued. Worked closely with the Pricing Team in case of any breaches for late valuations / pricing of stocks due to a mismatch on a trade booking / confirmation. Was also the 1st port of call for any queries for the desk, I took calls to resolve their queries.

trade support and fund managers assistant

equitable life assurance society

1999-10 - 2001-6 · 1 yr 9 mos

This was my first role in the banking industry. I was inputting deals into the internal system, matching deals with confirmations, ensuring trades were entered into systems in time to meet Unit Trust (OEIC) valuation deadlines. Daily, Weekly and Monthly valuations were run for the Fund Managers. Worked closely with the prematching and settlements team to ensure instructions were released on Swift in time to meet market deadlines. Updated static data in the internal systems including setting up instruments from scratch. Equitable Life was then bought by Clerical Medical which then became Insight Investment,