Komal Nagrani

- Developed and executed risk-based internal audit plans and programs rooted in comprehensive risk assessments, conducting ICFR/IFC reviews and compliance audits delivering recommendations that strengthened governance, mitigated risks and improved process efficiency. - Managed a diverse client portfolio of 20+ clients, delivering tailored compliance, risk management, and regulatory strategies to address operational challenges across various business functions in Indian, MENA and US Markets. - Conducted SOX 404 control testing of EY's G360 account by assessing the design and operating effectiveness of internal controls over financial reporting, ensuring compliance with regulatory requirements and identifying control gaps for remediation, resulting in a 35% decrease in identified control deficiencies and strengthened internal controls. - Designed and executed Risk & Control Self-Assessment (RCSA) exercises across business units, evaluating inherent and residual risks, mapping business processes to associated risks and controls, and identifying key exposures with mitigation strategies, achieving a 60% reduction in high-risk findings and improving regulatory alignment and risk-informed decision-making across the organization. - Provided advisory support on internal control design during process reengineering and new system implementations. - Developed and implemented comprehensive policy and procedural frameworks for 7+ client organisations in the MENA Markets, ensuring adherence to regulatory requirements and enhancing internal governance, leading to a 15% improvement in compliance scores across client organisations.

- Developed Fraud Risk Registers for leading Global Insurance client. - Developed Policies and Procedures for Global Insurance Brokers - Building of Delegation of Authority matrix - Assisted in RCM development and SOX testing for a leading Global Insurance client

- Conducted IA for clients of Banking, Insurance, Fintech and Payment Aggregator domains. - Conducted Internal Financial Control (IFC) review of leading insurance company. - Assessed applicable regulatory environment and impact of key regulations from RBI, SEBI, IRDAI on the client’s processes. - Assisted in developing SOP/ Policy for Procurement department by having walkthroughs with respective process owners and identifying the risk and control measures taken from compliance perspective. - Collaborated with audit team members to ensure conformance with acceptable standards, plans and schedules. Developed and recommended new business controls to strengthen the overall internal control environment or address specific deficiencies

- Primary Research on Investee & Peer Companies - Auditing of Contract Notes - Client's KYC Document Verification