Kelly Whetstone
Chief Compliance Officer and Associate General Counsel @ MLG Capital
United States
Portland
Financial Services
Corporate Strategy, Investment Management, General Data Protection Regulation (GDPR), Enterprise Risk Management, Investment Banking, Compliance Management, Financial Advisory, Legal Matters, Compliance Regulations, General Legal Counsel, Public Speaking, Board of Directors, Management, Intellectual Property Law, Labor and Employment Law, Software as a Service (SaaS), Contract Negotiation, Legal Advice, Investment Management Industry, Business Strategy
Experience
Chief Compliance Officer and Associate General Counsel
MLG Capital
Portland, Maine Metropolitan Area
Deputy General Counsel
ACA Group
Senior Director, Counsel, and Chief Compliance Officer
Homestead Funds
Arlington, Virginia
Legal counsel, corporate secretary, and chief compliance officer of mutual fund, broker-dealer, and investment adviser entities.
Associate
Bell, Boyd & Lloyd
Associate
Seward & Kissel LLP
Education
University of Virginia School of Law
Law
Florida State University - Herbert Wertheim College of Business
Business Administration
University of Virginia
Comparative Literature with a minor in Latin
Kelly Whetstone's Contact Information
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