Kazunori Taki
Director Compliance @ Athene
About
Experienced Compliance Officer with a demonstrated history of working in securities broker and investment management industries. Skilled in Capital Markets and Equity Research as well as Discretionary Investment Management and Private Banking. Strong professional skills got through associate works at Japan Securities Dealers Association.
Japan
Tokyo
Financial Services
AML, Asset Management, Capital Markets, Derivatives, Due Diligence, Hedge Funds, Private Equity, Securities
Experience
Director Compliance
Athene
Tokyo, Japan
Head of Legal and Compliance
bitFlyer Group
Tokyo, Japan
Vice President in Control Room & Compliance for Research and Investment Banking
Credit Suisse
Tokyo, Japan
- Shifted in Central Compliance and focused on regulatory projects from March 2019 to February 2020 - Took over management of Tokyo Control Room from July 2020 to December 2021
Vice President in Compliance for Private Banking and Asset Management
Credit Suisse
Tokyo, Japan
Dedicated for Private Banking from September 2016 to December 2017
Assistant Vice President in Central Compliance Team
Credit Suisse
Tokyo, Japan
Manager, In charge of Compliance for Products Specific Sections
Okasan Securities Co., Ltd.
Kiba, Tokyo
Associate
Japan Securities Dealers Association
Kayabacho, Tokyo
Education
Doshisha University
Law
Kazunori Taki's Contact Information
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