Josh Anderson, CEP

As Chief Financial Officer at Aotea Energy, I help lead the company’s financial strategy, capital planning, and commercial operations as we scale our mission to build the most affordable and intelligent home battery system in New Zealand. My focus is on ensuring financial resilience, guiding investor readiness, and aligning growth strategy.

The Master of Technology Innovation in Business is a multidisciplinary degree that combines technology, business, and leadership to prepare graduates for the rapidly evolving innovation economy. The program builds capability across strategy, finance, leadership, and entrepreneurship, equipping students to bridge the gap between technical expertise and commercial application. As part of the 60-point internship component, I worked with Aotea Energy, a New Zealand-based renewable technology startup, where I focused on the commercialisation of battery storage systems and smart energy retail models. This experience deepened my understanding of how to create, deliver, and capture value from innovation—linking technical systems with viable business strategies that drive sustainable energy solutions. The MTIB has strengthened my ability to analyse emerging technologies, lead multidisciplinary teams, and scale ventures that harness innovation to deliver real-world impact.

As a Senior Client Service Manager, I am responsible for creating and implementing a world class client experience for our largest, most complex Equity Compensation corporate clients. I oversee the relationship’s daily processing and project work, ensuring that our clients take full advantage of all services available. Here are a few ways that I put this into action: Act as an Subject Matter Expert for corporate clients by providing technical and product knowledge resource for high value clients Design, plan and implement action plans for clients to adopt the most current standards of Schwab’s administrative services. Act as thought partner to our top tier clients to resolve plan issues and implement processes to support our client’s needs. Exhibit end to end client experience ownership of Broker, Legal, Accounting, Administration and Taxation solutions Partner with the SPS Relationship Management team to identify and take advantage of opportunities to expand assigned relationships with our financial wellness and participant services offerings Coach and mentor Client Service Team members on product, plan and industry knowledge Act as mentor during onboarding process for new client service staff Demonstrate fluency with ASC718 / IFRS2 accounting and expense related concepts and application. Stay current in regard to equity compensation industry standards and trends via conference participation (GEO and NASPP) including speaking engagements, continuing CEP education, local industry chapter participation, client forum presentations, etc.

My primary mission as the Director is to lead Certent’s Administration Services Client Management function including tactical and strategic service support, and coordination of all aspects of service delivery for equity plan administration and financial reporting clients. As a member of the Services management team I take an active role in day-to-day business operations. I lead our team of Client Service Managers and ensure the highest satisfaction across the Administration Services client base and internal partners. I work closely with various team members in the organization to scale and grow the team by successfully collaborating with cross-functional teams to drive best practices, recruit top talent, and scale Certent’s Administration Services client support function.

As a Client Service Manager, I act as a key member of our customer facing team and play a vital role in the delivery of our services. I am is responsible for the day to day interaction with the client, ensuring the timely and accurate execution on all aspects of equity plan administration and financial reporting deliverables. Through strong attention to detail combined with creative problem-solving skills I am able to successfully manage multiple client relationships, while driving high levels of client satisfaction.

Responsible for the day to day interaction with the client, ensuring the timely and accurate execution on all aspects of equity plan administration and financial reporting deliverables

I was responsible for the day to day management and nurturing of successful long-term relationships for small to medium-sized clients in the business line of institutional/Public defined contribution investment funds. I took pride in ensuring clients are completely satisfied with State Street’s services. This involved generating new business (including cross-selling services), maintaining extensive client contact including establishing relationships with client senior level management, consulting with client and internal teams on new products, services, the industry, etc. I provided project leadership for fund/product start-up/conversions, and ensure all service areas within the organization deliver the best possible service in the industry.

Provided customer service and relationship management support for private wealth investment manager. Worked directly with individual, Trust, and endowment clients along with their brokers and custodians. Back office accounting with cash and holdings reconciliation for separately managed private wealth accounts Wire, ACH, stock gifting, and trade instruction/verification with broker and custodian Quarterly financials preparation and review for over 400 client accounts Cash flow and investment data analysis; financial analysis, review and preparation for in-house mutual funds Assist clients, their CPAs and custodians with tax reporting, analysis, research and preparation Create macros and excel modules to help with data and performance analysis Maintain CRM, working with investment and marketing team to ensure client relationships are top priority Work with individuals and foundations to set up new accounts including Roth and traditional IRAs, trusts, etc.

Performed monthly NAV valuations including capital transactions, balance sheet and income statement composition, fee calculations, OTC & prime broker reconciliations Interacted with the client on a daily basis, dealing primarily with the Operations and Finance functions at the client across all fund related issues Assisted in the preparation of annual compliant financial statements in accordance with appropriate accounting principles (US GAAP, IFRS) Liaised with other Citco groups, including Middle Office, Legal, Operations, IT and Investor Relations to ensure true and correct valuations, effective and efficient execution of outsourced services and ultimate client satisfaction

Performed daily maintenance of accounting books and records of assigned regulated investment companies Prepared financial reports and audits for shareholders and/or management in an accurate and timely manner Calculated the Net Asset Value per share; recording and delivering dividend and distribution rates Trained new staff, as well as existing staff on conceptual and procedural requirements of the job Managed numerous inquiries and ad hoc tasks while simultaneously meeting regular daily required deadlines Chosen to participate in a Systems Conversion on two different Fund Management groups Created efficiencies by developing excel modules, macros, and numerous other process improvements, gaining management approval, then training others and implementing them into daily production Worked internally with numerous fund groups as well as externally with clients to ensure accurate NAV valuation

The Master of Technology Innovation in Business (MTIB) is a 180-point programme designed to equip graduates with the ability to leverage technology to increase productivity and lead teams and organisations effectively. The programme culminates with a 60-point internship to provide invaluable real-world experience. In today's rapidly evolving technological landscape, the development and implementation of new technologies, systems, and services present significant economic opportunities. However, managing successful innovation and harnessing its value has become a complex process. Organisations increasingly seek individuals who can bridge the gap between technology and business. The MTIB programme offers a wide range of technological experiences, ensuring students are immersed in diverse technological contexts. Simultaneously, on the management and business side, students gain multidisciplinary skills in areas such as strategy, finance, human resources, leadership, and marketing.

Joshua Anderson, CEP earned the Certified Equity Professional designation from Santa Clara University in June 2019. The Certified Equity Professional (CEP) certification is the premier designation for qualified equity compensation professionals. This multi-exam certification process rigorously tests a candidate's ability to understand and apply the core principles of equity compensation, including the design, analysis, and administration of equity plans, as well as related accounting, corporate, securities, and taxation concepts. By successfully completing the CEP certification, professionals prove their expertise and gain recognition within the industry. Obtaining the CEP credential signifies a deep understanding of the intricate equity compensation landscape and the ability to navigate its complexities effectively.