Joseph Anain

• Generate daily P&L reports for the rates trading desk, ensuring accuracy and timely delivery to traders and senior management • Ensure precise valuation of complex financial products including Agency TBA's, Agency Passthrough/Pools, MBS, Bonds, Bond Futures & Options, Cap Floors, CDS Index, Commodity Futures & Options, CFD's (Contract For Difference), Listed and OTC Equity Options, FCC’s, FRA’s, FX Futures & Options, Index Futures & Options, Interest Rate Futures & Options, Gov. Bonds, Notes, and Swaps (Equity, Inflation, Non Deliverable, Overnight Index, Plain Vanilla, Variance, Volatility, etc.) • Identify and resolve P&L discrepancies by verifying trades, positions, and market data • Collaborate effectively with front office and operations teams to confirm trade details and rectify booking errors or misallocations • Adjust and update P&L calculations to reflect corrections, ensuring consistent and precise financial reporting downstream • Serve as the primary contact for front office inquiries related to P&L variances, trade bookings, and market fluctuations • Coordinate with external pricing vendors and brokers to confirm market prices and address any discrepancies • Formulate and distribute daily reports, including the Stop Loss, EOD Rates Flash PnL, and calculating and pushing volatility surfaces • Helped implement automated solutions to streamline reporting and analysis, reducing manual workload and enhancing quality

• Perform price calculation and independent price verification (IPV) testing, investigate trade breaks, calculate fair value adjustments, and provide fair value leveling • Assemble and distribute month-end IPV reports, and provide commentary and supporting analysis for material impacts and adjustments • Create and present global business valuation control reports to summarize and communicate IPV results to senior management of front office, product control, risk management, and valuations • Implement controls and revisions to current IPV processes to ensure accuracy and improve the quality of price testing results • Perform level 3 roll-forward analysis and unobservable input analysis in accordance with the fair value reporting control framework • Frequently interface with front office and act as the first point of escalation with regards to any discrepancies and breaches • Currently on the commodities team; covered products include both physical and financial Oil, Power and Gas, and Metals • Previously on the loans team; products and businesses covered included BCMA, Equity UW, IG Bonds, Leveraged Finance HY Bonds, Structured Bank Finance, Prime Reassurance, ABS’s, private placements, etc.

• Researched and validated entity data using appropriate internal and external data sources. Entity data includes nature of business, legal, credit, tax, and KYC requirements, legal name and address verification, etc. • Populated account opening, market opening, and tax documentation. Ensured all documents were collected, verified, and stored, and provided status back to the client • Partnered with Accounts Control team to ensure KYC, AML, and other regulatory reviews on all clients were performed

• Using excel, created a comprehensive model of 55 select securities used for allocating clients’ funds into the financial market based on their risk assessment • Performed due diligence, fundamental & technical analysis, utilized excel models, Morningstar, and Bloomberg terminals, along with several other valuation metrics to evaluate potential and current holdings • Gained direct experience in financial planning and asset management, with a focus on retirement planning and life insurance

• Analyst of the fund’s energy sector; made recommendations to invest and divest • Developed detailed PowerPoint presentations on specific companies based on thorough research • Presented the research in the form of a stock pitch to the president and members of the club • Quantified data to perform financial analysis on various securities • Calculated EBITDA margin, free cash flow, capital expenditure as % of revenue, and dividends as % of free cash flow of stock • Championed research in alternative energy, which resulted in new purchases that generated a 6% excess return in 1H 2015

• Reviewed and analyzed client asset allocation models developed by Merrill Lynch Chief Investment Office • Analyzed securities including mutual funds for possible inclusion in group’s portfolio models • Supported administrative staff in wide range of activities including phone coverage, filing, document production, and client requisition • Assisted team in preparation of documents and research for client reviews

• Conducted Search Engine Optimization (SEO) research and analysis • Transformed data files using Microsoft Excel into meaningful and presentable charts and tables in completion of the SERP research experiment • Used different forms of marketing software including but not limited to Google+ and MyBusiness, Ad Preview, Conductor, and Moz Local