John C.
Vice President - Equity Compensation @ Moelis & Company
United States
New York City Metropolitan Area
Investment Banking
Accounting, Financial Modeling, Financial Analysis, Financial Reporting, Corporate Finance, Asset Management, Auditing, Equities, Financial Statements, Portfolio Management, Management, Financial Services, Fixed Income, Investments, Securities
Experience

Senior Compensation Analyst
NorthStar Asset Management Group Inc.
Greater New York City Area
• Manage all aspects of equity compensation administration including grants, vests, forfeitures and accelerations • Ensure equity awards are administered in accordance with the terms and conditions of the agreements, governing equity plans, and internal processes • Collaborate with internal departments (accounting, payroll, tax, legal, etc.) and third party stock plan administrators (Bank of American Merrill Lynch) to help implement and administer third party software • Ensure control procedures associated with stock plan administration are being followed • Prepare reporting for all aspects of global stock-based compensation accounting including amortization, forecasting, and footnote disclosure • Complete monthly reconciliations to ensure equity data is correct in third party systems • Managed implementation of a spin company, providing data to third party administrator and reconciling all data prior to the new company going live

Human Resources - Global Equity Compensation Analyst
Greater New York City Area
• Ensure accurate/consistent processing of grants, lapses, exercises, distributions and dividend equivalent payments including full process documentation and transaction record-keeping • Process terminations including implementing proper treatment of vested and unvested equity upon termination and preparing termination statements • Perform routine audits to ensure that all employee stock data is accurate and processed timely and correctly • Assist in the implementation of Oracle Fusion for global equity allocation process; provide ongoing administration of the allocation process • Maintain all plan documents including grant agreements and company policies • Prepare materials for executive management meetings • Ensure full compliance: • Assist with statutory tax reporting and withholding requirements for equity compensation transactions in all relevant countries • Ensure compliance with state, federal and international regulations and securities laws • Comply fully with Sarbanes-Oxley regulations

Associate
Greater New York City Area
•Exhibit exceptional service to clients while serving as a key client product and service contact with expert knowledge of complex plans •Manage all aspects of equity compensation reporting of Fortune 500 Companies and premier platinum clients •Effectively prioritize and process major restricted stock releases •Reconcile monthly, quarterly and annual reports for clients •Identify system related issues and assisting all parties involved in fixing these issues, as well as testing enhancements to improve the reporting platform •Collaborate with various departments in order to streamline processes for complex clients in turn minimizing internal resources •Assist on various large projects including corporate actions and manual corrections due to system errors •Maintain accuracy of the administrative database •Train coworkers inside and outside of my direct team on reporting platform

Owner
Mamaroneck Ave. Deli & Grocery
White Plains, New York
John C.'s Contact Information
Phone
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