Joel Shapiro

Joel Shapiro

President @ Wealthspire Retirement Advisory

About

Joel is a former practicing ERISA attorney and long tenured member of Wealthspire Retirement Advisory's senior management team. As President of Wealthspire Retirement Advisory Joel is charged with expanding the retirement practice in terms of scale, breadth of services, and geographical footprint. Leveraging both his legal and investment experience, Joel seeks to ensure that the Wealthspire Retirement Advisory practice is cutting edge in providing exceptional client experiences at all levels. Joel's role with Wealthspire Retirement Advisory continued from the same position with NFP Retirement, Inc. as the latter was included in a corporate aggregation of then NFP-owned asset businesses. Joel arrived at NFP Retirement, Inc. (then 401(k) Advisors) in February 2006 from Hewitt Associates with over 10 years of technical experience related to retirement plans and ERISA issues. Prior to this he practiced law with the law firm Fennemore Craig, P.C. in Phoenix, Arizona. Joel earned his BA from Tufts University; his JD from the Washington College of Law at the American University; and, his LL.M in taxation from the Georgetown University Law Center. He has passed the FINRA Series 6, 63 and 65 exams and is a frequent speaker at industry events, publishes industry articles and is a member of the NAPA Leadership Council. On a personal side, Joel lends his time to a variety of children-centric charitable boards, is an avid sports enthusiast, a collector of multimedia art and, enjoys spending time on the beach with his family and Otis and Ginger (their Bernadoodle and Vizsla, respectively) and cheering (whilst missing coaching) his boys to football success!

Country

United States

City

Aliso Viejo

Industry

Financial Services

Skill

Plan Design, Tax Law, Legal Document Preparation, Legal Issues, Investments, Wealth Management Services, Retirement Plan Consulting, Retirement Benefits, Labor and Employment Law

Experience

Wealthspire Retirement Advisory

President

Wealthspire Retirement Advisory

LinkedIn
2025-10 - Present · 1 yr

Orange County, California, United States

Wealthspire Retirement Advisory

President

Wealthspire Retirement Advisory

LinkedIn
2023-5 - 2025-10 · 2 yrs 6 mos
Wealthspire Retirement Advisory

Senior Vice President, ERISA Compliance

Wealthspire Retirement Advisory

LinkedIn
2006-2 - 2025-10 · 19 yrs 9 mos

120 Vantis, Suite 400, Aliso Viejo, CA 92656 949-460-9898 joel.shapiro@nfp.com www.nfp.com www.finra.org www.sipc.org Securities offered through Kestra Investment Services, LLC (Kestra IS), Member FINRA/SIPC. Investment Advisory Services offered through NFP Retirement, Inc., a subsidiary of NFP Corp. (NFP). Neither NFP nor RPAG are affiliated with Kestra IS. This site is published for residents of the United States only. Registered Representatives of Kestra IS and Investment Advisor Representatives of Kestra AS may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed. Not all products and services referenced on this site are available in every state and through every representative or advisor listed. For additional information, please contact our Compliance Department at 844-5-KESTRA (844-553-7872). The web site links referenced are being provided strictly as a courtesy. Neither us, nor Kestra IS or Kestra AS are liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of the links provided. Investor Disclosures: https://www.kestrafinancial.com/disclosures

NFP

President, Retirement

NFP

LinkedIn
2006-2 - 2025-11 · 19 yrs 10 mos
RPAG

Senior Vice President, ERISA Compliance

RPAG

LinkedIn
2006-2 - 2023-5 · 17 yrs 4 mos
Aon

Legal Plan Consultant

Aon

LinkedIn
2001 - 2006 · 5 yrs

Newport Beach, California

Fennemore

Associate

Fennemore

LinkedIn
1995 - 2001 · 6 yrs

Education

Georgetown Law

Georgetown Law

LinkedIn

Taxation

1994 - 1995 · 1 yr
American University Washington College of Law

American University Washington College of Law

LinkedIn

Law

1991 - 1994 · 3 yrs
Tufts University

Tufts University

LinkedIn

Political Science

1987 - 1991 · 4 yrs
Tufts University

Tufts University

LinkedIn

Political Science

Joel Shapiro's Contact Information

Email

******@***.com

Phone

(**) *** ****

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