jim laudermilch

Responsibilities include developing, implementing and providing ongoing management of a regulatory control monitoring program for Vanguard's Full-Service Institutional Business. Consulting with business leaders to provide practical guidance on regulatory obligations, risk mitigation, and controls management,.

Responsibilities include managing a team of tax analysts responsible for providing federal and state tax withholding and reporting services for over two thousand qualified and nonqualified retirement plans.

Responsibilities include managing a team of Compliance Consultants and Compliance Administrators responsible for nondiscrimination and compliance testing for over 90 qualified defined contribution plans.

Responsibilities include managing the client relationship for the nondiscrimination and compliance testing service performed for over thirty qualified defined contribution plans. Reviewing all testing results for completeness, accuracy and adherence to plan document and regulatory guidelines.

Responsibilities include performing data analysis and nondiscrimination and compliance testing for a diverse caseload of defined contribution plans. Served as primary client contact for census data collection and resolution of data integrity issues.

Responsible for providing regulatory compliance support to Vanguard's Institutional Investor Group division. Serves as a technical expert on compliance requirements impacting DC & DB retirement plan administration and institutional asset management, including regulations under ERISA, the Internal Revenue Code, Securities and Exchange Commission, and the Pennsylvania Banking Code for trust companies.

Activities and Societies: Theta Chi Fraternity