jamie houghtlin

general counsel and chief compliance officer

About

Vice President, Regulatory Compliance Manager at Wellington Management. Location: Greater Boston Area; Industry: Legal Services ... Bain Capital. Compliance Director · Bain Capital ... Chief Compliance Officer at Wellington Management...

Country

united states

City

waban

Industry

legal services

Skill

alternative investments, fixed income, securities regulation, capital markets, regulatory, investments, compliance, equities, finra, asset management, legal, regulatory compliance, corporate governance, private equity, due diligence, capital, mergers and acquisitions, services, series 7, securities, hedge funds

Experience

equity capital markets compliance officer

wellington management

2014-3 - 2017-4 · 3 yrs 2 mos

With US$969 billion in client assets under management, Wellington Management serves as an investment adviser to more than 2,150 institutions located in over 55 countries, as of 30 June 2016.Our expertise is investments — from global equities and fixed income to currencies and commodities. We like to describe ourselves as a community of teams that create solutions designed to respond to specific client needs. Our most distinctive strength is our proprietary, independent research, which is shared across all areas of the organization and used only for managing our clients' portfolios.We exist solely to meet the needs of our clients. An independent structure and collegial culture are two of the main reasons investment professionals join Wellington Management — and stay for their entire careers.