Hao XU

1. Founding employees, fully involved in the company's establishment and license application process. 2. Act as the MIC of the Company’s Type 1 RA, Operation, IT, Risk Management and AML/CFT.

1. Hong Kong SFC RO of 1, 4, 9, trader of several funds (stock, bond), used to be a member of the Investment Committee of the Licensed Corporation. 2. Responsible for business expansion, investor maintenance, fund establishment and operation, investment decision-making, fund management, fund withdrawal and liquidation. 6 management funds, covering OFC, Cayman SPC and LPF, investing in: IPO, PE, bonds. 3.used to be a director of Cayman SPC, anti-money laundering compliance officer and deputy money laundering reporting commissioner. I am familiar with the relevant laws and regulations of Hong Kong SFC and Cayman Fund, securities trading, stock market, fund management and regulatory framework. 4. Responsible for fund compliance, risk assessment and control, customer access and document review, operation, establish and maintain strong relationships with internal teams and external stakeholders (such as trustees, trustees, fund administration, trading brokers, counterparties, fund lawyers and compliance consultants), and monitor and control fund transactions, delivery, Settlement, reconciliation and process improvement. 5. Leading the structural construction, fund raising, acquisition of investment targets, investment execution and fund withdrawal and liquidation of the fund of an investment head consumer brand U.S. stock IPO, and realizing 20% of the total return; responsible for the fund raising, investment decision-making and execution and fund operation of a Chinese-funded US dollar city fixed-income fund; managing the company's self-operated investment, Invest in second-level, IPO, bonds and funds, and track and evaluate the performance of third-party fund managers (NAV).

1. 帶領信託經理團隊完成專案交易結構設計、法律檔撰寫、內部推動及後期管理等工作。 2. 負責信託業務的承攬。

1. 2017年加入四川信託籌建西安業務部，同期籌建的全國合計9個部門，籌備期滿後僅存活2個。 2. 兼任公司政府融資平臺業務及房地產業務評審委員，熟悉各類地產融資交易結構。 3. 基於多年跨行業金融從業背景，金融機構資源遍及各金融領域及區域。所有業務未發生風險，業務地域主要在深圳、上海、山東、甘肅、陝西。業務領域涵蓋房地產、城市更新基金、定增、非上市公司股權投資、一般工商企業等領域，交易結構涵蓋流動資金貸款、專案貸款、基金、股權收益權及股加債等各種結構，管理團隊人員穩定、氣氛和諧。 4. 深入研究並開展地產企業供應鏈abs/abn及私募非標業務。

1. 負責信託業務的承攬、交易結構設計、法律檔撰寫、內部推動及後期管理等承做工作。 2. 負責輔導各業務部門信託業務承做，作為風險控制部前置部門，初步考察並判斷專案風險。

1. 跨境業務聯動，完成客戶在香港分行、建行亞洲的開戶及KYC工作，聯動境外機構為客戶提供跨境產品服務。 2. 跨境貿易融資產品的推動工作。 3. 客戶外匯交易：即期、遠期、掉期、外匯交叉盤。

清华大学综合一等奖学金 “世纪清华，鹏城论剑”校际辩论赛决赛最佳辩手、团队亚军