Fintan Hoddy MAAT, FCCA, MCSI, MARLA

Head of Regulatory Specialists Invesco Ltd. Public Company; 5001-10,000 employees; IVZ; Investment Management industry November 2012 - To date A role where I was the regulatory subject matter expert for Invesco in the UK. Key Responsibilities: - Co-ordination and review of quarterly regulatory returns for the UK business including consolidated supervision; - Co-ordination and production of the Internal Capital Adequacy Assessment Process (ICAAP) report, reverse stress testing, Pillar 3 and liquidity reporting for the UK business; - Co-ordination of the ICAAP or equivalent process for European entities in the Invesco group; and - Advise senior management in Finance of any new regulatory announcements and assessing the potential impact of any new regulatory requirements on the business.

Responsible for staff in London and elsewhere around the world Preparing and reviewing; Management decks Group statutory accounts Regulatory retrurns submission for 50k and 730k firms Payroll management Middle office and daily PL reconciliations Liaising with front office and setting credit risk thresholds on their portfolios Setting up new global accounting system Keeping up to speed with new regulatory and statutory rules

Managing a portfolio of clients. Preparing and reviewing; Management accounts Statutory accounts Regulatory returns Meeting with senior management to discuss monthly reporting FSA applications and VoP ICAAP and PIllar 3 creation