Ellen T. Arthur

General Counsel

About

Specialties: Investment Advisers Act, Compliance, Investment Company Act of 1940 and Securities and Exchange Acts of "33" and "34" . Specializes in new product development both banking and financial. Real Estate

Country

United States

City

New York

Industry

Financial Services

Skill

Compliance , Adminstration, Contract Negotiation, Investment Management, Securities Regulation, Investment Adviser Act or 1940,, Product Development, Financial Markets, Real Estate, Legal Compliance, Legal Advice, High-Net-Worth Individuals (HNWI), Securities, Finance, Investments, Private Equity, Securities Regulation, Corporate Governance, Asset Management, Due Diligence, Hedge Funds, Capital Markets

Experience

General Counsel

Rose Cay Capital ,LLC.

2026-1 - Present · 9 mos

New York City Metropolitan Area

Director

Rose Cay Maritime

2021-9 - Present · 5 yrs 1 mo

Houston ,Texas and New York, United States

Managing Member

EEJTA Holdings LLC

2019-11 - Present · 6 yrs 11 mos

New York, New York

Private Investments

General Counsel, Chief Compliance Officer

Outer Islands Capital Management LLC

2021-3 - 2023-12 · 2 yrs 10 mos

New York, New York, United States

General Counsel

Haidar Capital Management

2006-4 - 2019-11 · 13 yrs 8 mos

152 West 57th Street New York, New York 10019

General Counsel, Chief Compliance and Administrative Officer for Haidar Capital Management LLC. Manager of private event driven investment funds specializing in fixed income, derivatives, swaps, repos, currencies, FX and Managed Futures. Responsibilities include all legal, administrative and compliance matters.