debra thomas

head of policies, procedures and training

About

Consummate Compliance professional with over ten years of experience within the financial services industry. Effective oral and written communication skills. Detail oriented with excellent analytical and organizational skills. Proven ability to work efficiently as a leader and manager. Professional licenses include FINRA Series 7, 9, 10, 24 & 63.

Country

united states

City

ferndale

Industry

financial services

Skill

leadership, equities, management, finra, analysis, internal audit, investment banking, business development, operational risk management

Experience

avp, compliance officer-wealth management

hsbc global banking and markets

2006-8 - 2013-3 · 6 yrs 8 mos

compliance assistant to the chief creative officer

ubs

2005-1 - 2006-8 · 1 yr 8 mos

client service associate

jpmorgan chase & co.

2003-3 - 2005-1 · 1 yr 11 mos

vp, surveillance and monitoring manager

hsbc

2013-4 - 2015-8 · 2 yrs 5 mos

head of policies, procedures and training

standard chartered bank

2015-9 - 2016-11 · 1 yr 3 mos

We're a leading international bank, with more than a 150-year history in some of the world's most dynamic markets. We bank the people and companies driving investment, trade and the creation of wealth across Asia, Africa and the Middle East.With 1,600 branches and offices in 71 countries, we offer exciting and challenging international career opportunities.