CS Lokendra Garhwal

Managed ROC secretarial compliance including incorporation, annual filings, event-based filings (DIR-12, MGT-7, AOC-4), and maintenance of statutory records under the Companies Act, 2013.Handled RBI compliance matters including filings related to FLA Returns under FEMA regulations, filing of DNBS form and coordination with Authorized Dealer banks.Ensured SEBI (LODR) compliance for listed entities, including timely disclosures, corporate governance requirements, and stock exchange filings.Executed Issue and allotment of debentures, including preparation of offer documents/term sheet, PAS-3 filings, and coordination with debenture trustees and depositories.Assisted in IPO processes, including drafting and filing of Draft Red Herring Prospectus (DRHP), liaising with intermediaries, and ensuring regulatory compliance.Managed ISIN-related activities with depositories (NSDL/CDSL), including dematerialization, corporate actions, and security activation.Oversaw payment of stamp duty on share issuance and debenture allotment through relevant state portals.Maintained statutory registers and records, including register of members, directors, charges, and share transfers.Coordinated with regulators, auditors, and internal stakeholders to ensure end-to-end compliance and governance.