asif wani

compliance manager

About

More than 6+ years of experience in Banking and Financial services industry with a keen insight in setting up and managing critical processes. Good exposure to Compliance, Investment banking, Contact Centre, Sales and Services business. A diligent, enthusiastic and committed worker with drive and zeal. Work well under strict timelines. Proactive in shouldering leadership roles; excellent Negotiation and Communication Skills and a desire for innovating and constant learning.

Country

india

City

srīnagar

Industry

retail

Skill

team management, bpo, business analysis, vendor management, service delivery, mis, business development, crm, outsourcing, banking, it service management, management, team leadership, market research, recruiting, talent acquisition, employee engagement, performance management, html, it outsourcing, pmp, requirements analysis

Experience

compliance manager

oman exchange

2020-3 - Present · 6 yrs 7 mos

assistant manager regulatory compliance

hsbc global banking and markets

2014-5 - 2015-8 · 1 yr 4 mos

research associate

hsbc global banking and markets

2013-1 - 2014-4 · 1 yr 4 mos

* Work involved: Auditing Entities from requestors spanning CLG/CDG * KYC * TMD * APAC * UK and US regions in conformity with compliance requirements. Corroborating Sourced documents to authenticate Existence of Entities from Registries, Business Information Sites, Independent and Third Party Websites. Communicating with Requestors from CLG/CDG * KYC * TMD spanning APAC, UK and US regions to clarify in case of discrepancies. Interpreting ISD linkages/CBID additions/deletions and their impact for effective synergy between ISD and Entity Maintenance system. Liaising with Credits/Funds Team for Fund related Entities. Adhering to FIM and Audit Requirements.

senior customer service representative

hsbc

2010-6 - 2013-1 · 2 yrs 8 mos

Assisting Canadian customers with day-to-day banking activities and serving as a financial advisor Coaching and guiding under performers/New joiners in the Team on Sales and Quality. Deputize the team in the absence of the line manager.

csr

aditya birla minacs

2008-11 - 2010-2 · 1 yr 4 mos

At MInacs my position was as Customer service executive We used to handle the customer queries, resolving issues about their day to day banking. e.g online transactions online banking etc.