Andrew Chi, CIA, CAMS, CGSS

· Executed full-cycle audits including risk assessments, process walkthroughs, control testing, reporting, and issues validation. · Identified control gaps in collaboration with audit teams and escalated critical findings to CAE and stakeholders. · Protected sensitive data by strictly adhering to confidentiality policies and regulatory requirements. · Partnered with cross-functional teams (Risk Management, Compliance, Fraud Prevention) and external auditors to evaluate and enhance control frameworks. · Developed actionable insights by analyzing audit outcomes and recommending control improvements. · Drove professional development through stretch assignments, industry research, and continuous learning initiatives.

· Conducted periodic reviews to ensure CDD and CIP data accuracy. · Investigated flagged client account activities, providing thorough research and resolution. · Performed OFAC/Sanctions and PEP screening, accurately adjudicating potential matches. · Conducted enhanced due diligence for high-risk clients and transactions, meeting FINCEN requirements. · Ensured regulatory compliance and adherence to Citi procedures. · Identified and monitored transactions, promptly reporting suspicious activity to specialist teams.

· Managed and depended on a diversified portfolio of 200+ high-value client relationships · Complied with KYC requirements for business establishing and lending activities. · Detected and reported AML activities, completing SAR reports to mitigate risks. · Supervised branch operations in the absence of the Branch Manager, ensuring functioning.