Abe N.

My responsibilities encompass managing credit, market, operational, and information security risks, ensuring the company's compliance with all relevant banking laws, regulations, and internal policies. ▪ As a key member of the risk management department, I am responsible for assessing credit risks in renewable energy projects, particularly within the solar energy and grid battery storage sectors. From a second-line of defense perspective, I contribute to the company’s business expansion by ensuring robust risk evaluation frameworks and supporting decision-making processes that promote sustainable growth in these emerging energy markets.

Overseeing comprehensive risk management functions, including credit, market, operational, liquidity, and information security risks. I am also involved in the review process for new product launches, with a particular focus on credit evaluations of alternative assets such as renewable energy projects (solar power, battery storage) and real estate.

As the Global CFO, I was responsible for formulating and executing business strategies and financial strategies, managing overall operations, communicating with investors and stakeholders, fundraising, handling public listing preparations, overseeing overseas business expansion, and managing corporate functions. I facilitate global expansion to achieve substantial growth alongside steady growth in the Japanese market.

Nomura Holdings Inc. Investment Management Division Executive Director, Business Strategy and Finance I was responsible for planning and examining overseas alternative investment projects, with a focus on organic and inorganic growth, particularly in Asia and the United States, within the supervisory division of the Investment Management Department, which aims to expand investment business in private markets such as private equity and alternative assets. I successfully facilitated investments in companies specializing in clean energy and sustainability in California. Additionally, as the finance manager of the department, I handled finance operations such as budget management and the management of internal financial resources.

Nomura Singapore Limited Asia ex-Japan Head Office Head of Asia ex-Japan (Senior Management Director) Support As the policy secretary to the Asian region head executive officer (excluding Japan), I engaged in the formulation of regional business strategies, management plans, organizational and personnel strategies, and other planning tasks. Under the matrix management framework, I collaborated with country heads in 13 countries and regional heads of all business and corporate functions to support the executive overseeing profitability within the region. I spearheaded initiatives for organic and inorganic business growth, including strategies for expanding wealth management operations and proposing the establishment of a crypto bank. The former succeeded in business expansion in the region, while the latter resulted in Tokyo headquarters adopting the idea and establishing Laser Digital in Switzerland.

Nomura Holdings Inc.,Nomura Securities Co.,Ltd, and Nomura Financial Product Services Global Treasury and Capital Management Group Head of Funding & Cash Management, Nomura Holdings Inc. and Nomura Securities Co.,Ltd Treasurer of Nomura Financial Product Services As the group funding head, I oversaw the group's funding activities, including bond issuance. I managed a team of over 30 employees, both Japanese and international, across various locations. I was involved in rating agency interactions and handled the management of a ¥10 trillion treasury balance sheet, contributing to the stable operation of all global entities while adhering to regulatory trends. I also led the annual funding plans per the budget process, overseeing all debt issuance processes. I managed funding and liquidity interactions with global regulators like the Bank of Japan, FSA, UKPRA, SEC, and MAS.

Nomura Holdings Inc. and Nomura Securities Co.,Ltd Global Treasury and Capital Management Head of Funding & Cash Management As the group funding head, I oversaw the group's funding activities, including bond issuance. I managed a team of over 30 employees, both Japanese and international, across various locations. I was involved in rating agency interactions and handled the management of a ¥10 trillion treasury balance sheet, contributing to the stable operation of all global entities while adhering to regulatory trends. I also led the annual funding plans per the budget process, overseeing all debt issuance processes. I managed funding and liquidity interactions with global regulators like the Bank of Japan, FSA, UKPRA, SEC, and MAS.

Nomura International plc Global Treasury Global Planning and Analysis Stationed in London, I handled financial regulations, UK regulatory interactions, and transfer pricing management. During my tenure, I experienced the acquisition of Lehman Brothers, supporting the integration of business and management operations. I played a key role in implementing the UK PRA's liquidity regulations post-global financial crisis, carrying out the documentation of individual liquidity adequacy assessment processes within the company. As the primary responsible person for the integrated Fund Transfer Pricing policy, I contributed to the business alignment and efficient capital management framework of the Lehman business within Nomura and designed a new global liquidity model compliant with Basel III regulations.

Global Treasury Global Planning and Analysis I served as the secretariat for Nomura Group's ALM Committee, where I was responsible for preparing materials and managing the committee's operations. I designed and implemented a global transfer pricing system: determining the prices of eligible assets and collateral held for trading, handling transfer pricing for off-balance sheet items like derivatives, and adopting an approach based on facility ratings. I collaborated with business lines to expand funding sources. From an ALM perspective, I established a global liquidity model to determine appropriate debt funding structures and to drive the issuance schedule. Using repo shock scenarios and competitor analysis, I defined the scale of both the liquidity portfolio and the cash management portfolio. I developed a risk model to monitor the treasury's daily global interest rate risk positions.

Seconded to JCCP, the affiliated company I supervised the general operations of the fund management company (GP), including accounting, finance, legal, HR, compliance, and all corporate functions, reporting directly to the CEO and Board of Directors. Within a year of my tenure as CAO, I transformed a two-year consecutive deficit into a profitable entity. Additionally, I carried out necessary operations for general meetings of shareholders, board of directors’ meetings, external audits, and compliance. I also managed investor relations and general operations for subsidiary investment partnerships (LPs), collaborating closely with specialized outsourcing partners for smooth operations.

International Treasury and Investment Department International Treasury I engaged in trading forex and foreign bonds and ALM operations. My tenure included the integration of booking positions following the mergers with Tokai Bank and Tokyo-Mitsubishi Bank. I managed foreign currency banking books, oversaw foreign currency funding schedules, quoted rates for loans and deposits, and conducted proprietary trading in various financial instruments. Management of foreign currency banking book - managing both on-balance sheet and off-balance sheet portfolios. Foreign currency funding and management - managing funding schedules for liquidity management. Quoting rates for loans and deposits (interbank, between headquarters and branches, and for customers). Proprietary trading - bond futures (US Treasuries, BUNDS, BOBL, SCHATZ, GILT), Eurodollars (USD, EUR, GBP), Fed Funds, and other interest rate futures. Trading in foreign bonds for macro hedging purposes, including US Treasuries, European bonds, repos, interest rate swaps (IRS), and interest rate futures.

UFJ Bank Limited(former Sanwa Bank) International Treasury & Trading Department Forex Dealing Group

Sanwa Bank Omiya branch SME Sales